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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

DEBORAH DUTTON BALDINI

Advisor at ABLE FINANCIAL GROUP, LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:17cf875b-2cb5-0ec3-61fa-150aabab92eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ABLE FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 4, 1982
First registration: Mar 9, 2002
Dual registered: yes, broker-dealer
Other names: DEBORAH DUTTON BALDINI|DEBORAH ANN DUTTON|DEBORAH BALDINI PRENDERGAST
IAPD individual key: 862603

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ABLE FINANCIAL GROUP, LLC	Independent wealth	Apr 29, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 29, 2013	Apr 25, 2024	no	SCOTTSDALE, AZ\|PHOENIX, AZ\|LUCAS, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 24, 2010	Aug 23, 2013	no	SCOTTSDALE, AZ\|TEMPE, AZ	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 9, 2002	Mar 17, 2008	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	ABLE FINANCIAL GROUP, LLC	Apr 25, 2024	Apr 29, 2024	4	Firm change	Ibd to RIA
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 23, 2013	Aug 29, 2013	6	Firm change	Other
RBC CAPITAL MARKETS, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Mar 17, 2008	Aug 24, 2010	890	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ ABLE FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Apr 29, 2024 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 29, 2013 to Apr 25, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Aug 24, 2010 to Aug 23, 2013factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 9, 2002 to Mar 17, 2008factForm ADV

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
Deborah Dutton Baldini left Raymond James Financial Services Advisors, Inc for Able Financial Group, Llc (registered 2024-04-29)
Form ADVobserved 4 days ago