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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ABLE FINANCIAL GROUP, LLC

CRD 323646

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1536ddf1-73b0-8400-863b-e788692f227b

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Dec 9, 2022 to Mar 19, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=11.0
Regulatory AUM: $733MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $726M
Private client RAUM: $707MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $81.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,694
Individual clients: 329
High net worth clients: 284
Custody, client assets: $267M
SEC number: 801-127165
CRD: 323646
Filings on the tape: 11
First filed: Dec 9, 2022
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, AZ
Website: ablefinancialgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ADAM MICHAEL BROOKS	Certified Financial Planner	SCOTTSDALE, AZ	3	28	2	yes
LANE LARON REYNOLDS	n/a	SCOTTSDALE, AZ	3	40	1	yes
LAWRENCE VAN QUATHEM	Certified Financial Planner	SCOTTSDALE, AZ	3	31	2	yes
PETER EICKELBERG	Certified Financial Planner\|Chartered Financial Analyst	SCOTTSDALE, AZ	3	20	5	yes
MATTHEW PAUL CHERRY	Certified Financial Planner	SCOTTSDALE, AZ	3	11	3	yes
LAUREL PAIGE KUTLER	n/a	SCOTTSDALE, AZ	3	12	2	yes
BRANDON DAVID PERLOW	Certified Financial Planner	SCOTTSDALE, AZ	3	10	3	yes
DEBORAH DUTTON BALDINI	n/a	SCOTTSDALE, AZ	2	44	3	yes
Jacob Alexander Cavaleri	n/a	SCOTTSDALE, AZ	1	12	5	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROOKS, ADAM, MICHAEL	CO-TRUSTEE	F	yes	03/2001	Dec 9, 2022	Aug 14, 2024
BROOKS, ADAM, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Dec 9, 2022	Aug 14, 2024
BROOKS, CYNTHIA, SCHEPPS	CO-TRUSTEE	F	yes	03/2001	Dec 9, 2022	Aug 14, 2024
THE BROOKS FAMILY TRUST DTD 03/20/2022	Member	E	yes	01/2023	May 9, 2023	Aug 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$733M	$726M	14	9	n/a	n/a
2024	Mar 27, 2025	$571M	$566M	13	8	n/a	n/a
2023	Mar 23, 2024	$467M	$458M	12	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$733M	$571M	28.4%	n/a	n/a	14	13	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	6	Feb 7, 2023	Jan 12, 2023	SCOTTSDALE, AZ	Team lift out	Wirehouse to new firm	0.3%

Relationships

Registered with (9)

← Jacob Alexander CavaleriAdvisorregistration: current employment
Jul 25, 2025 to presentfactForm ADV
← DEBORAH DUTTON BALDINIAdvisorregistration: current employment
Apr 29, 2024 to presentfactForm ADV
← LANE LARON REYNOLDSAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← LAWRENCE VAN QUATHEMAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← PETER EICKELBERGAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← MATTHEW PAUL CHERRYAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← LAUREL PAIGE KUTLERAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← BRANDON DAVID PERLOWAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← ADAM MICHAEL BROOKSAdvisorregistration: current employment
Jan 9, 2023 to presentfactForm ADV

Controls (3)

← BROOKS, ADAM, MICHAELOwnerCO-TRUSTEE, ownership code F, individual
Dec 9, 2022 to Aug 14, 2024factForm ADV
← BROOKS, CYNTHIA, SCHEPPSOwnerCO-TRUSTEE, ownership code F, individual
Dec 9, 2022 to Aug 14, 2024factForm ADV
← THE BROOKS FAMILY TRUST DTD 03/20/2022OwnerMEMBER, ownership code E, domestic entity
May 9, 2023 to Aug 14, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser6 advisors, team lift out, same day
Feb 7, 2023 to Jan 12, 2023factForm ADV

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
Able Financial Group, Llc reported RAUM $732.9M, up 28% from $571.0M (2025-12-11 to 2026-03-19)
Form ADVobserved 5 days ago
$162M
Occurred
Mar 23, 2024
Regulatory AUM changed
Able Financial Group, Llc reported RAUM $467.4M, up 30% from $360.4M (2023-11-15 to 2024-03-23)
Form ADVobserved 5 days ago
$107M
Occurred
Feb 7, 2023
Team lift-out
6 advisors left Wells Fargo Advisors (Scottsdale, AZ) for Able Financial Group, LLC on the same day
Form ADVobserved 5 days ago
6 advisors
Occurred
Dec 9, 2022
First Form ADV filing
Able Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1536ddf1-73b0-8400-863b-e788692f227b
First observed: Dec 9, 2022
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABLE FINANCIAL GROUP, LLC

CRD 323646

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1536ddf1-73b0-8400-863b-e788692f227b

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ADAM MICHAEL BROOKS

Certified Financial Planner

SCOTTSDALE, AZ

yes

LANE LARON REYNOLDS

n/a

SCOTTSDALE, AZ

yes

LAWRENCE VAN QUATHEM

Certified Financial Planner

SCOTTSDALE, AZ

yes

PETER EICKELBERG

Certified Financial Planner|Chartered Financial Analyst

SCOTTSDALE, AZ

yes

MATTHEW PAUL CHERRY

Certified Financial Planner

SCOTTSDALE, AZ

yes

LAUREL PAIGE KUTLER

n/a

SCOTTSDALE, AZ

yes

BRANDON DAVID PERLOW

Certified Financial Planner

SCOTTSDALE, AZ

yes

DEBORAH DUTTON BALDINI

n/a

SCOTTSDALE, AZ

yes

Jacob Alexander Cavaleri

n/a

SCOTTSDALE, AZ

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROOKS, ADAM, MICHAEL

CO-TRUSTEE

yes

03/2001

Dec 9, 2022

Aug 14, 2024

BROOKS, ADAM, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

01/2023

Dec 9, 2022

Aug 14, 2024

BROOKS, CYNTHIA, SCHEPPS

CO-TRUSTEE

yes

03/2001

Dec 9, 2022

Aug 14, 2024

THE BROOKS FAMILY TRUST DTD 03/20/2022

Member

yes

01/2023

May 9, 2023

Aug 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$733M

$726M

n/a

2024

Mar 27, 2025

$571M

$566M

n/a

2023

Mar 23, 2024

$467M

$458M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$733M

$571M

28.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Feb 7, 2023

Jan 12, 2023

SCOTTSDALE, AZ

Team lift out

Wirehouse to new firm

0.3%