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Advisor at VANDERBILT ADVISORY SERVICES
WOODBURY, NY | WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Oct 26, 2020 | n/a | yes | WOODBURY, NY|WEST DES MOINES, IA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 7, 2018 | Nov 3, 2020 | no | West Des Moines, IA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Feb 20, 2008 | Dec 19, 2018 | no | West Des Moines, IA|WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | VANDERBILT ADVISORY SERVICES | Nov 3, 2020 | Oct 26, 2020 | -8 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 19, 2018 | Dec 7, 2018 | -12 | Firm change | Ibd to ibd |