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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOHN ALLEN MELLOR

Advisor at LPL FINANCIAL LLC

BOSTON, MA | FORT MILL, SC | AMBRIDGE, PA

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Search this name across graphsid dfx:ria:17d8462e-2526-d37a-fa3c-d0fec5833c8c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 11, 1996
First registration: Apr 4, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2692163

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 19, 2017	n/a	yes	FORT MILL, SC\|AMBRIDGE, PA\|BOSTON, MA	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 20, 2007	Sep 19, 2007	no	PITTSBURGH, PA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 13, 2003	Aug 15, 2003	no	CHARLOTTE, NC	Previous registration
BNY MELLON SECURITIES LLC	n/a	Apr 4, 2002	Aug 15, 2002	no	BEAVER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Sep 19, 2007	Sep 19, 2017	3,653	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	PNC WEALTH MANAGEMENT	Aug 15, 2003	Apr 20, 2007	1,344	Firm change after gap	Other
BNY MELLON SECURITIES LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 15, 2002	Mar 13, 2003	210	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 19, 2017 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 20, 2007 to Sep 19, 2007factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 13, 2003 to Aug 15, 2003factForm ADV
→ BNY MELLON SECURITIES LLCRegistered adviserregistration: previous registration
Apr 4, 2002 to Aug 15, 2002factForm ADV

Dated events

No dated event names this entity yet.