RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••• M•••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 19, 2017 · Fort Mill, Sc
- P•• W••••• M••••••••• BD affiliatedApr 20, 2007 to Sep 19, 2007 · Pittsburgh, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 13, 2003 to Aug 15, 2003 · Charlotte, Nc
- B•• M••••• S••••••••• L•• unclassifiedApr 4, 2002 to Aug 15, 2002 · Beaver, Pa
- P•• W••••• M••••••••• to L•• F•••••••• L••left Sep 19, 2007, registered Sep 19, 2017 (3653 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to P•• W••••• M•••••••••left Aug 15, 2003, registered Apr 20, 2007 (1344 days) · Other
- B•• M••••• S••••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Aug 15, 2002, registered Mar 13, 2003 (210 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address