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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

VALU TRAC INVESTMENT MANAGEMENT LTD

CRD 110652

MORAY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17d8c844-45e7-6fcb-6ae9-ed15e997db9d

Data as of Aug 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Apr 16, 2012 to Aug 25, 2020
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2020-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 62
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 15
SEC number: 801-36899
CRD: 110652
Filings on the tape: 10
First filed: Apr 16, 2012
Latest filed: Aug 25, 2020
Organised: Limited Liability Company

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HENDERSON, MARTIN, JOHN	EXECUTIVE DIRECTOR	Na	yes	10/2013	Aug 22, 2014	Aug 25, 2020
LAING, ANNE, AVELINE	EXECUTIVE DIRECTOR	Na	yes	10/2013	Apr 16, 2012	Aug 25, 2020
VALU-TRAC LIMITED	PARENT COMPANY	E	yes	10/1989	Apr 16, 2012	Aug 25, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Aug 25, 2020	$1.3B	$1.3B	62	4	0	n/a	n/a
2019	Aug 13, 2019	$792M	$792M	52	6	0	n/a	n/a
2018	Aug 18, 2018	$520M	$520M	39	6	0	n/a	n/a
2017	Aug 15, 2017	$381M	$381M	26	4	n/a	n/a	n/a
2016	Aug 16, 2016	$89.2M	$89.2M	21	4	n/a	n/a	n/a
2015	Aug 17, 2015	$50.3M	$37.1M	18	4	n/a	n/a	n/a
2014	Aug 22, 2014	$148M	$134M	20	5	n/a	n/a	n/a
2013	Aug 21, 2013	$186M	$172M	20	10	n/a	n/a	n/a
2012	Aug 24, 2012	$335M	$285M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.3B	$792M	63.3%	$381M	50.3%	62	52	0	0

Relationships

Controls (3)

← LAING, ANNE, AVELINEOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Apr 16, 2012 to presentfactForm ADV
← HENDERSON, MARTIN, JOHNOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Aug 22, 2014 to presentfactForm ADV
← VALU-TRAC LIMITEDOwnerPARENT COMPANY, ownership code E, foreign entity
Apr 16, 2012 to presentfactForm ADV

Affiliated with (1)

← VALU-TRAC RESEARCHRegistered adviserother investment adviser
factForm ADV

Dated events

Occurred
Aug 25, 2020
Regulatory AUM changed
Valu Trac Investment Management Ltd reported RAUM $1.3B, up 63% from $792.0M (2019-08-13 to 2020-08-25)
Form ADVobserved 4 days ago
$502M
Occurred
Aug 25, 2020
Control person left
Peter Wharton Robert Millar (Executive Director) no longer on Schedule A of Valu Trac Investment Management Ltd (listed 2019-08-13, absent 2020-08-25)
Form ADVobserved 4 days ago
Occurred
Aug 13, 2019
Regulatory AUM changed
Valu Trac Investment Management Ltd reported RAUM $792.0M, up 52% from $520.2M (2018-08-18 to 2019-08-13)
Form ADVobserved 4 days ago
$272M
Occurred
Aug 18, 2018
Regulatory AUM changed
Valu Trac Investment Management Ltd reported RAUM $520.2M, up 36% from $381.3M (2017-08-15 to 2018-08-18)
Form ADVobserved 4 days ago
$139M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17d8c844-45e7-6fcb-6ae9-ed15e997db9d
First observed: Apr 16, 2012
Last observed: Aug 25, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VALU TRAC INVESTMENT MANAGEMENT LTD

CRD 110652

MORAY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17d8c844-45e7-6fcb-6ae9-ed15e997db9d

Data as of Aug 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HENDERSON, MARTIN, JOHN

EXECUTIVE DIRECTOR

yes

10/2013

Aug 22, 2014

Aug 25, 2020

LAING, ANNE, AVELINE

EXECUTIVE DIRECTOR

yes

10/2013

Apr 16, 2012

Aug 25, 2020

VALU-TRAC LIMITED

PARENT COMPANY

yes

10/1989

Apr 16, 2012

Aug 25, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Aug 25, 2020

$1.3B

n/a

2019

Aug 13, 2019

$792M

n/a

2018

Aug 18, 2018

$520M

n/a

2017

Aug 15, 2017

$381M

n/a

2016

Aug 16, 2016

$89.2M

n/a

2015

Aug 17, 2015

$50.3M

$37.1M

n/a

2014

Aug 22, 2014

$148M

$134M

n/a

2013

Aug 21, 2013

$186M

$172M

n/a

2012

Aug 24, 2012

$335M

$285M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.3B

$792M

63.3%

$381M

50.3%