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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

VALU-TRAC RESEARCH

MILLAR ROBERT PETER WHARTON, CRD 110655

FOCHABERS MORAY, UK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc34368d-c07b-cc17-e861-9801e7d8ae94

Data as of Aug 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2012 to Aug 12, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-36898
CRD: 110655
Filings on the tape: 9
First filed: Apr 10, 2012
Latest filed: Aug 12, 2019
Organised: Sole Proprietorship

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLAR, ROBERT, PETER WHARTON	CHIEF EXECUTIVE	E	yes	06/1984	Apr 10, 2012	Aug 12, 2019
LAING, ANNE, AVELINE	CHIEF COMPLIANCE OFFICER	Na	no	12/1995	Apr 10, 2012	Aug 12, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VALU TRAC INVESTMENT MANAGEMENT LTD	n/a	Former SEC adviser	$1.3B	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Aug 12, 2019	n/a	n/a	4	2	0	n/a	n/a
2018	Aug 18, 2018	n/a	n/a	4	2	0	n/a	n/a
2017	Aug 17, 2017	n/a	n/a	4	2	n/a	n/a	n/a
2016	Aug 18, 2016	n/a	n/a	4	2	n/a	n/a	n/a
2015	Aug 18, 2015	n/a	n/a	4	2	n/a	n/a	n/a
2014	Aug 26, 2014	n/a	n/a	4	2	n/a	n/a	n/a
2013	Aug 20, 2013	n/a	n/a	4	2	n/a	n/a	n/a
2012	Aug 29, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	4	4	0	0

Relationships

Affiliated with (1)

→ VALU TRAC INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser
factForm ADV

Controls (1)

← MILLAR, ROBERT, PETER WHARTONOwnerCHIEF EXECUTIVE, ownership code E, individual
Apr 10, 2012 to presentfactForm ADV

Owns (1)

← LAING, ANNE, AVELINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 10, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc34368d-c07b-cc17-e861-9801e7d8ae94
First observed: Apr 10, 2012
Last observed: Aug 12, 2019 86 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VALU-TRAC RESEARCH

MILLAR ROBERT PETER WHARTON, CRD 110655

FOCHABERS MORAY, UK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc34368d-c07b-cc17-e861-9801e7d8ae94

Data as of Aug 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLAR, ROBERT, PETER WHARTON

CHIEF EXECUTIVE

yes

06/1984

Apr 10, 2012

Aug 12, 2019

LAING, ANNE, AVELINE

CHIEF COMPLIANCE OFFICER

12/1995

Apr 10, 2012

Aug 12, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VALU TRAC INVESTMENT MANAGEMENT LTD

n/a

Former SEC adviser

$1.3B

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Aug 12, 2019

n/a

2018

Aug 18, 2018

n/a

2017

Aug 17, 2017

n/a

2016

Aug 18, 2016

n/a

2015

Aug 18, 2015

n/a

2014

Aug 26, 2014

n/a

2013

Aug 20, 2013

n/a

2012

Aug 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a