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C•••••••• A• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C•••••••• A• S•••••

Advisor at L•• F•••••••• L••

JANESVILLE, WI | COTTAGE GROVE, WI | EVANSVILLE, WI

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Search this name across graphsid dfx:ria:17dc736c-3410-2d5b-daae-485afc3a113d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 6, 2018	n/a	yes	COTTAGE GROVE, WI\|JANESVILLE, WI\|EVANSVILLE, WI	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Feb 3, 2009	Jul 31, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	L•• F•••••••• L••	Jul 31, 2018	Aug 6, 2018	6	Firm change	Ibd to RIA
W•••••• B•••• • C•••••• L•••••	C•••••• S••••• • C••• I•••	Jan 29, 2009

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 6, 2018 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 3, 2009 to Jul 31, 2018factForm ADV
→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
Sep 11, 2006 to Jan 29, 2009factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17dc736c-3410-2d5b-daae-485afc3a113d
First observed: Jan 23, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.