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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

BERNARDI ASSET MANAGEMENT, LLC

CRD 120110

NORTHFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:018977d9-bc61-7584-8627-1f9c5dc0eeb7

Data as of Nov 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2011 to Nov 19, 2025
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.43 fund_share=0.37 institutional_share=0.16 related_bd=true related_bank=false bd_reps=17.0
Regulatory AUM: $331MItem 5.F on the latest filing (2025-11-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $331M
Private client RAUM: $141MderivedItem 5.D individuals plus high net worth individuals
Private client share: 43%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $27.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 146
Individual clients: 26
High net worth clients: 28
SEC number: 801-68608
CRD: 120110
Filings on the tape: 43
First filed: Nov 30, 2011
Latest filed: Nov 19, 2025
Organised: Limited Liability Company, IL
Website: bernardisecurities.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RONALD PIACENTINI BERNARDI	n/a	NORTHFIELD, IL	26	41	n/a	yes
JOHN TRANAS	n/a	NORTHFIELD, IL	19	21	n/a	yes
JEFFREY DAVID IRISH	n/a	NORTHFIELD, IL	18	34	n/a	yes
MATTHEW P BERNARDI	n/a	NORTHFIELD, IL	11	13	n/a	yes
THOMAS P BERNARDI	Chartered Financial Analyst	NORTHFIELD, IL	11	11	n/a	yes
RODNEY JOHN MANNION	n/a	NORTHFIELD, IL	10	25	n/a	yes
DANIEL J ZENISEK	n/a	NORTHFIELD, IL	10	20	n/a	yes
MARTY LEE SHOBERT	n/a	NORTHFIELD, IL	9	23	3	yes
ROBERT BIONDI	n/a	NORTHFIELD, IL	6	41	n/a	yes
ZACHARY ANDREW CRONIN	n/a	NORTHFIELD, IL	4	10	1	no
PETER EUGENE RAINES	Chartered Financial Analyst	NORTHFIELD, IL	2	18	2	yes
EMILY NEILL BLASKO	n/a	NORTHFIELD, IL	1	24	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERNARDI SECURITIES, INC.	MANAGING MEMBER/CORPORATIONS	E	yes	08/2000	Nov 30, 2011	Nov 20, 2024
BERNARDI, RONALD, PIACENTINI	PRESIDENT & CEO	D	yes	09/1984	Nov 30, 2011	Nov 20, 2024
BERNARDI, RONALD, PIACENTINI	PRESIDENT & CEO	Na	yes	08/2000	Nov 30, 2011	Nov 20, 2024
LANDIS, MICHELLE, BERNARDI	Secretary	Na	yes	05/2001	Nov 30, 2011	Nov 20, 2024
BERNARDI, MATTHEW, P	SENIOR VICE PRESIDENT	Na	no	12/2017	Dec 1, 2020	Nov 20, 2024
BERNARDI, THOMAS, P	SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	no	12/2017	Jul 21, 2017	Nov 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BERNARDI SECURITIES, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Nov 20, 2024	$340M	$330M	21	11	0	n/a	n/a
2023	Nov 16, 2023	$348M	$339M	16	12	0	n/a	n/a
2022	Nov 28, 2022	$290M	$280M	15	12	0	n/a	n/a
2021	Dec 9, 2021	$220M	$209M	14	11	0	n/a	n/a
2020	Dec 1, 2020	$222M	$210M	11	11	0	n/a	n/a
2019	Dec 24, 2019	$177M	$163M	10	10	0	n/a	n/a
2018	Dec 21, 2018	$176M	$144M	11	10	0	n/a	n/a
2017	Dec 20, 2017	$157M	$123M	12	10	0	n/a	n/a
2016	Nov 21, 2016	$136M	$110M	10	7	n/a	n/a	n/a
2015	Oct 29, 2015	$124M	$98.8M	9	7	n/a	n/a	n/a
2014	Dec 2, 2014	$112M	$94.4M	6	3	n/a	n/a	n/a
2013	Nov 20, 2013	$111M	$98.1M	6	5	n/a	n/a	n/a
2012	Oct 18, 2012	$113M	$99.4M	n/a	n/a	n/a	n/a	n/a
2011	Nov 30, 2011	$111M	$97.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$331M	$348M	-5.0%	$220M	14.6%	22	16	0	0

Relationships

Registered with (16)

← EMILY NEILL BLASKOAdvisorregistration: current employment
Jul 18, 2025 to presentfactForm ADV
← PETER EUGENE RAINESAdvisorregistration: current employment
Dec 11, 2023 to presentfactForm ADV
← ZACHARY ANDREW CRONINAdvisorregistration: current employment
Nov 1, 2021 to presentfactForm ADV
← ROBERT BIONDIAdvisorregistration: current employment
Jul 7, 2020 to presentfactForm ADV
← MARTY LEE SHOBERTAdvisorregistration: current employment
Feb 1, 2017 to presentfactForm ADV
← DANIEL J ZENISEKAdvisorregistration: current employment
Jul 28, 2016 to presentfactForm ADV
← RODNEY JOHN MANNIONAdvisorregistration: current employment
Apr 11, 2016 to presentfactForm ADV
← THOMAS P BERNARDIAdvisorregistration: current employment
May 29, 2015 to presentfactForm ADV
← MATTHEW P BERNARDIAdvisorregistration: current employment
Jan 14, 2015 to presentfactForm ADV
← JEFFREY DAVID IRISHAdvisorregistration: current employment
Oct 22, 2007 to presentfactForm ADV
← JOHN TRANASAdvisorregistration: current employment
Aug 13, 2007 to presentfactForm ADV
← RONALD PIACENTINI BERNARDIAdvisorregistration: current employment
Jul 31, 2000 to presentfactForm ADV
← BARRY CRAIG STARKAdvisorregistration: previous registration
Jun 2, 2016 to Nov 23, 2016factForm ADV
← ERIC ARTHUR BEDERMANAdvisorregistration: previous registration
Jul 31, 2000 to Jun 3, 2016factForm ADV
← SCOTT RAYMOND RAUSCHAdvisorregistration: previous registration
Feb 13, 2014 to Feb 26, 2016factForm ADV
← CHRISTINE A SPERRYAdvisorregistration: previous registration
Jan 23, 2004 to Feb 16, 2005factForm ADV

Controls (3)

← LANDIS, MICHELLE, BERNARDIOwnerSECRETARY, ownership code NA, individual
Nov 30, 2011 to Nov 20, 2024factForm ADV
← BERNARDI SECURITIES, INC.OwnerMANAGING MEMBER/CORPORATIONS, ownership code E, domestic entity
Nov 30, 2011 to Nov 20, 2024factForm ADV
← BERNARDI, RONALD, PIACENTINIOwnerPRESIDENT & CEO, ownership code D, individual
Nov 30, 2011 to Nov 20, 2024factForm ADV

Owns (2)

← BERNARDI, MATTHEW, POwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Dec 1, 2020 to Nov 20, 2024factForm ADV
← BERNARDI, THOMAS, POwnerSENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 21, 2017 to Nov 20, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:018977d9-bc61-7584-8627-1f9c5dc0eeb7
First observed: Nov 30, 2011
Last observed: Nov 19, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BERNARDI ASSET MANAGEMENT, LLC

CRD 120110

NORTHFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:018977d9-bc61-7584-8627-1f9c5dc0eeb7

Data as of Nov 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RONALD PIACENTINI BERNARDI

n/a

NORTHFIELD, IL

n/a

yes

JOHN TRANAS

n/a

NORTHFIELD, IL

n/a

yes

JEFFREY DAVID IRISH

n/a

NORTHFIELD, IL

n/a

yes

MATTHEW P BERNARDI

n/a

NORTHFIELD, IL

n/a

yes

THOMAS P BERNARDI

Chartered Financial Analyst

NORTHFIELD, IL

n/a

yes

RODNEY JOHN MANNION

n/a

NORTHFIELD, IL

n/a

yes

DANIEL J ZENISEK

n/a

NORTHFIELD, IL

n/a

yes

MARTY LEE SHOBERT

n/a

NORTHFIELD, IL

yes

ROBERT BIONDI

n/a

NORTHFIELD, IL

n/a

yes

ZACHARY ANDREW CRONIN

n/a

NORTHFIELD, IL

PETER EUGENE RAINES

Chartered Financial Analyst

NORTHFIELD, IL

yes

EMILY NEILL BLASKO

n/a

NORTHFIELD, IL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERNARDI SECURITIES, INC.

MANAGING MEMBER/CORPORATIONS

yes

08/2000

Nov 30, 2011

Nov 20, 2024

BERNARDI, RONALD, PIACENTINI

PRESIDENT & CEO

yes

09/1984

Nov 30, 2011

Nov 20, 2024

BERNARDI, RONALD, PIACENTINI

PRESIDENT & CEO

yes

08/2000

Nov 30, 2011

Nov 20, 2024

LANDIS, MICHELLE, BERNARDI

Secretary

yes

05/2001

Nov 30, 2011

Nov 20, 2024

BERNARDI, MATTHEW, P

SENIOR VICE PRESIDENT

12/2017

Dec 1, 2020

Nov 20, 2024

BERNARDI, THOMAS, P

SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER

12/2017

Jul 21, 2017

Nov 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BERNARDI SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Nov 20, 2024

$340M

$330M

n/a

2023

Nov 16, 2023

$348M

$339M

n/a

2022

Nov 28, 2022

$290M

$280M

n/a

2021

Dec 9, 2021

$220M

$209M

n/a

2020

Dec 1, 2020

$222M

$210M

n/a

2019

Dec 24, 2019

$177M

$163M

n/a

2018

Dec 21, 2018

$176M

$144M

n/a

2017

Dec 20, 2017

$157M

$123M

n/a

2016

Nov 21, 2016

$136M

$110M

n/a

2015

Oct 29, 2015

$124M

$98.8M

n/a

2014

Dec 2, 2014

$112M

$94.4M

n/a

2013

Nov 20, 2013

$111M

$98.1M

n/a

2012

Oct 18, 2012

$113M

$99.4M

n/a

2011

Nov 30, 2011

$111M

$97.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$331M

$348M

-5.0%

$220M

14.6%