DFX Intelligence

M••• E••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M••• E••••• T•••••

Advisor at H•••••• S••••••••• I•••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:17e127b6-4e45-d916-60ca-aaf1f0bf2c59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• S••••••••• I•••	Bd affiliated wealth	Aug 11, 2023	n/a	yes	SAN ANTONIO, TX	Current employment
S••• I••••••••• C••••••	Independent wealth	Jun 15, 2011	Sep 28, 2023	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• I••••••••• C••••••	H•••••• S••••••••• I•••	Sep 28, 2023	Aug 11, 2023	-48	Firm change after gap	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••• I••••••••• C••••••	Jun 16, 2011	Jun 15, 2011

Relationships

Registered with (3)

→ H•••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ S••• I••••••••• C••••••Registered adviserregistration: previous registration
Jun 15, 2011 to Sep 28, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 19, 2004 to Jun 16, 2011factForm ADV

Dated events

Occurred
Sep 28, 2023
Advisor changed firm
M••• E••••• T••••• left S••• I••••••••• C•••••• for H•••••• S••••••••• I••• (registered 2023-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17e127b6-4e45-d916-60ca-aaf1f0bf2c59
First observed: May 19, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.