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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DENA K CROSBY

Advisor at MML INVESTORS SERVICES, LLC

Alpharetta, GA | College Park, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17f191c5-0ee0-2dfa-a98e-2b54f35f64f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 31, 2007
First registration: Sep 5, 2007
Dual registered: yes, broker-dealer
Other names: DENA KIVON LEWIS|Dena K Crosby|DENA K LEWIS
IAPD individual key: 4211669

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 12, 2025	n/a	yes	Alpharetta, GA\|College Park, GA	Current employment
EAGLE STRATEGIES LLC	Bd affiliated wealth	Apr 29, 2022	Nov 4, 2025	no	ATLANTA, GA\|Alpharetta, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 5, 2007	Mar 6, 2020	no	DUNWOODY, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|DUNWOODY, GA\|ROLLING HILLS ESTATES, CA\|ATLANTA, GA\|ATLANTA, GA\|TUCKER, GA\|LOGANVILLE, GA\|SNELLVILLE, GA\|PENNINGTON, NJ\|DULUTH, GA\|SNELLVILLE, GA\|JACKSONVILLE, FL\|LINCOLN, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLE STRATEGIES LLC	MML INVESTORS SERVICES, LLC	Nov 4, 2025	Nov 12, 2025	8	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EAGLE STRATEGIES LLC	Mar 6, 2020	Apr 29, 2022	784	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (3)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Apr 29, 2022 to Nov 4, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 2007 to Mar 6, 2020factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
Dena K Crosby left Eagle Strategies Llc for Mml Investors Services, Llc (registered 2025-11-12)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17f191c5-0ee0-2dfa-a98e-2b54f35f64f5
First observed: Sep 5, 2007
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DENA K CROSBY

Advisor at MML INVESTORS SERVICES, LLC

Alpharetta, GA | College Park, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17f191c5-0ee0-2dfa-a98e-2b54f35f64f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Nov 12, 2025

n/a

yes

Alpharetta, GA|College Park, GA

Current employment

EAGLE STRATEGIES LLC

Bd affiliated wealth

Apr 29, 2022

Nov 4, 2025

ATLANTA, GA|Alpharetta, GA

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Sep 5, 2007

Mar 6, 2020

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EAGLE STRATEGIES LLC

MML INVESTORS SERVICES, LLC

Nov 4, 2025

Nov 12, 2025

Firm change

Ibd to ibd

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EAGLE STRATEGIES LLC

Mar 6, 2020

Apr 29, 2022

784

Firm change after gap

Wirehouse to ibd