DFX Intelligence

J••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

J••••• D••••••••

Advisor at E••••• J••••

New York, NY | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:17f78630-950e-9b55-b3e5-563c8530e4b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 31, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Feb 27, 2024	n/a	yes	ST. LOUIS, MO\|New York, NY	Current employment
W••••••••• C•••••• S••••••••• L••	Independent wealth	Sep 27, 2021	Feb 2, 2022	no	GARDEN CITY, NY\|Garden City, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• C•••••• S••••••••• L••	E••••• J••••	Feb 2, 2022	Feb 27, 2024	755	Firm change after gap	RIA to ibd
P••••• F•••••••• S•••••••• L••	W••••••••• C•••••• S••••••••• L••	Feb 27, 2020	May 17, 2021

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: current employment
Feb 27, 2024 to presentfactForm ADV
→ W••••••••• C•••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 27, 2021 to Feb 2, 2022factForm ADV
→ P••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2019 to Feb 27, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Feb 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17f78630-950e-9b55-b3e5-563c8530e4b4
First observed: Sep 1, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.