K••• L••• M••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Overland Park, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1803b9fc-d9af-7747-3e31-a43ef5617601

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 22, 2022	n/a	yes	Overland Park, KS\|Overland Park, KS	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	May 3, 2019	Feb 21, 2022	no	Overland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Feb 21, 2022	Feb 22, 2022	1	Firm change	Ibd to ibd
C••••••• P•••••••	C••• B•••••••• S•••••••• I•••	Apr 9, 2018	May 3, 2019

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 22, 2022 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 3, 2019 to Feb 21, 2022factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Aug 12, 2015 to Apr 9, 2018factForm ADV

Dated events

Occurred
Feb 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1803b9fc-d9af-7747-3e31-a43ef5617601
First observed: Aug 12, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.