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Advisor at S•••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• | Bd affiliated wealth | Jun 23, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 9, 2021 | Jun 8, 2026 | no | Los Angeles, CA|WEEHAWKEN, NJ|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | S••• | Jun 8, 2026 | Jun 23, 2026 | 15 | Firm change | Wirehouse to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | U•• F•••••••• S••••••• I••• | Feb 10, 2021 | Mar 9, 2021 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Aug 30, 2017 | Feb 10, 2021 | no | Columbia, MD|GLENDALE, CA|Pasadena, CA|Beverly Hills, CA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Aug 30, 2017 | Feb 10, 2021 | no | Columbia, MD|GLENDALE, CA|Pasadena, CA|Beverly Hills, CA | Previous registration |
| 27 |
| Firm change |
| RIA to wirehouse |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Feb 10, 2021 | Aug 30, 2017 | -1,260 | Channel change | Other |