DFX Intelligence

L•••• R••••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

L•••• R••••••••• G•••• L••

CRD 341225

ANTHEM, AZ

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Search this name across graphsid dfx:ria:1812306e-6070-a590-1ed1-5fb5d50faf8a

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2026 to Jul 27, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• D• L••••	n/a	ANTHEM, AZ	0	16	3	no
M•••••• D•••	n/a	ANTHEM, AZ	0	13

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	n/a	0	0	0	3	0

Relationships

Registered with (3)

← J•••• M•••••• J••••Advisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← M•••••• D• L••••Advisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← M•••••• D•••Advisorregistration: current employment
May 7, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1812306e-6070-a590-1ed1-5fb5d50faf8a
First observed: Jul 27, 2026
Last observed: Jul 27, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.