M•••••• D•••

Advisor at L•••• R••••••••• G•••• L••

ANTHEM, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3c367be-cadc-e9b0-cc28-c9ac892d1938

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• R••••••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 25, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• R••••••••• G•••• L••	State registered	May 7, 2026	n/a	yes	ANTHEM, AZ	Current employment
E••••••• C•••••• A•••••••• L••	Independent wealth	May 10, 2023	Aug 7, 2025	no	DRAPER, UT\|Anthem, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• A•••••••• L••	L•••• R••••••••• G•••• L••	Aug 7, 2025	May 7, 2026	273	Firm change	RIA to state RIA
M••••• O• O•••• I••••••• S•••••••• I•••	E••••••• C•••••• A•••••••• L••	May 4, 2023	May 10, 2023

Relationships

Registered with (5)

→ L•••• R••••••••• G•••• L••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ E••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 10, 2023 to Aug 7, 2025factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2020 to May 4, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3c367be-cadc-e9b0-cc28-c9ac892d1938
First observed: Nov 25, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.