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RIA / WealthAdvisorCertified Financial Planner30 years in industry

KENNETH A CORLETT

Advisor at CORLETT FINANCIAL, INC.

SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORLETT FINANCIAL, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 24, 1995
First registration: Dec 2, 2002
Dual registered: no
Other names: KEN CORLETT
IAPD individual key: 2681963

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORLETT FINANCIAL, INC.	State registered	Sep 15, 2017	n/a	yes	SAN DIEGO, CA	Current employment
Worthpointe	Independent wealth	Jul 22, 2015	Sep 14, 2017	no	LA JOLLA, CA\|RAMONA, CA	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Jun 3, 2011	Aug 4, 2015	no	SAN DIEGO, CA\|SCOTTSDALE, AZ	Previous registration
WFP SECURITIES	n/a	Dec 2, 2002	Jun 2, 2011	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Worthpointe	CORLETT FINANCIAL, INC.	Sep 14, 2017	Sep 15, 2017	1	Firm change	Other
FIRST FINANCIAL EQUITY CORPORATION	Worthpointe	Aug 4, 2015	Jul 22, 2015	-13	Firm change	Other
WFP SECURITIES	FIRST FINANCIAL EQUITY CORPORATION	Jun 2, 2011	Jun 3, 2011	1	Firm change	Other

Relationships

Registered with (4)

→ CORLETT FINANCIAL, INC.Registered adviserregistration: current employment
Sep 15, 2017 to presentfactForm ADV
→ WORTHPOINTERegistered adviserregistration: previous registration
Jul 22, 2015 to Sep 14, 2017factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Jun 3, 2011 to Aug 4, 2015factForm ADV
→ WFP SECURITIESRegistered adviserregistration: previous registration
Dec 2, 2002 to Jun 2, 2011factForm ADV

Dated events

No dated event names this entity yet.