DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WORTHPOINTE

WORTHPOINTE, LLC, CRD 143996

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4f46df4-83df-02d2-df1c-3d1b9211e26b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 8
On other graphs: 0
Observed: Dec 12, 2011 to Mar 31, 2026
66 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $151Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 9
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 1,703
Individual clients: 389
High net worth clients: 233
Custody, client assets: $315M
SEC number: 801-67916
CIK: 1921448
CRD: 143996
Filings on the tape: 66
First filed: Dec 12, 2011
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY GEORGE FERREIRA	Certified Financial Planner	RAMONA, CA \| San Diego, CA	18	24	1	no
MORGAN HOLTON SMITH	Certified Financial Planner	RAMONA, CA \| Coronado, CA	16	23	6	no
SCOTT WILLIAM O'BRIEN	Certified Financial Planner	RAMONA, CA \| AUSTIN, TX	14	18	5	no
CHRISTOPHER PAUL VAN SLYKE	Certified Financial Planner	RAMONA, CA \| Jackson, WY	13	29	2	no
BROOKSHER LEE MORGAN	Certified Financial Planner	RAMONA, CA \| Austin, TX	13	14	2	no
JOHN HOWES CHAPMAN	Certified Financial Planner	RAMONA, CA \| Newport Beach, CA	8	14	4	no
Douglas Guy Bolles	n/a	TYLER, TX \| RAMONA, CA	6	25	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAKE, ALLISON, BROOKE	CHIEF OPERATING OFFICER	Na	yes	01/2019	Mar 31, 2026	Mar 31, 2026
Bolles, Douglas, Guy	WEALTH MANAGER	B	yes	01/2020	Mar 31, 2026	Mar 31, 2026
FERREIRA, ANTHONY, GEORGE	WEALTH MANAGER	Na	yes	01/2003	Mar 31, 2026	Mar 31, 2026
MORGAN, BROOKSHER, LEE	WEALTH MANAGER	Na	yes	12/2019	Mar 31, 2026	Mar 31, 2026
O'BRIEN, SCOTT, WILLIAM	WEALTH MANAGER	Na	yes	10/2023	Mar 31, 2026	Mar 31, 2026
VANSLYKE, CHRISTOPHER, PAUL	President	Na	yes	10/2013	Mar 31, 2026	Mar 31, 2026
WORTHHOLD, INC	HOLDING COMPANY	C	yes	12/2021	Mar 31, 2026	Mar 31, 2026
VANSLYKE, CHRISTOPHER, PAUL	President	E	yes	10/2013	Dec 12, 2011	Sep 5, 2024
CHAPMAN, JOHN, HOWES	WEALTH MANAGER	A	no	12/2021	Mar 31, 2026	Mar 31, 2026
SMITH, MORGAN, HOLTON	WEALTH MANAGER	A	no	10/2013	Mar 31, 2026	Mar 31, 2026
WILKINSON, RICHARD, DALE	WEALTH MANAGER	A	no	12/2018	Mar 31, 2026	Mar 31, 2026
Zerbato, Emily, Rose	CHIEF COMPLIANCE OFFICER	Na	no	05/2025	Mar 31, 2026	Mar 31, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONSTITUTION WEALTH LLC	n/a	Former SEC adviser	$53.5M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	2	no
Austin	TX	United States	2	no
Tyler	TX	United States	2	no
LA JOLLA	CA	United States	1	no
NEWPORT BEACH	CA	United States	1	no
Bedford	TX	United States	1	no
Weatherford	TX	United States	1	no
Jackson	Wy	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.1B	$1.1B	16	9	6	n/a	n/a
2024	Mar 26, 2025	$886M	$886M	16	10	9	n/a	n/a
2023	Mar 26, 2024	$758M	$758M	16	10	10	n/a	n/a
2022	Mar 22, 2023	$733M	$733M	16	10	7	n/a	n/a
2021	Mar 25, 2022	$817M	$817M	15	11	7	n/a	n/a
2020	Mar 26, 2021	$693M	$693M	15	11	7	n/a	n/a
2019	Mar 6, 2020	$624M	$624M	15	11	7	n/a	n/a
2018	Mar 28, 2019	$451M	$451M	15	11	5	n/a	n/a
2017	Mar 29, 2018	$494M	$494M	13	10	5	n/a	n/a
2016	Jan 30, 2017	$434M	$424M	16	14	n/a	n/a	n/a
2015	Mar 7, 2016	$363M	$355M	14	14	n/a	n/a	n/a
2014	Mar 26, 2015	$318M	$311M	12	9	n/a	n/a	n/a
2013	Mar 14, 2014	$305M	$296M	12	8	n/a	n/a	n/a
2012	Mar 28, 2013	$163M	$157M	11	11	n/a	n/a	n/a
2011	Mar 30, 2012	$150M	$150M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	28.6%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$886M	19.4%	$733M	13.0%	16	16	6	9

Relationships

Affiliated with (3)

→ CONSTITUTION WEALTH LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← CONSTITUTION WEALTH LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← TROVENA, LLC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (15)

← Douglas Guy BollesAdvisorregistration: current employment
Jan 24, 2020 to presentfactForm ADV
← JOHN HOWES CHAPMANAdvisorregistration: current employment
Sep 14, 2018 to presentfactForm ADV
← CHRISTOPHER PAUL VAN SLYKEAdvisorregistration: current employment
May 2, 2013 to presentfactForm ADV
← BROOKSHER LEE MORGANAdvisorregistration: current employment
May 2, 2013 to presentfactForm ADV
← SCOTT WILLIAM O'BRIENAdvisorregistration: current employment
Jun 11, 2012 to presentfactForm ADV
← MORGAN HOLTON SMITHAdvisorregistration: current employment
Aug 23, 2010 to presentfactForm ADV
← ANTHONY GEORGE FERREIRAAdvisorregistration: current employment
Mar 11, 2008 to presentfactForm ADV
← Joshua Erastus YoungAdvisorregistration: previous registration
Nov 14, 2025 to Apr 30, 2026factForm ADV
← MATT GREGG ADDINGTONAdvisorregistration: previous registration
Jan 26, 2016 to Mar 27, 2026factForm ADV
← KERMIT JOHNSAdvisorregistration: previous registration
Jan 27, 2012 to Feb 22, 2023factForm ADV
← KENNETH A CORLETTAdvisorregistration: previous registration
Jul 22, 2015 to Sep 14, 2017factForm ADV
← QING SELBYAdvisorregistration: previous registration
Jun 25, 2014 to Jun 4, 2015factForm ADV
← SCOTT ALAN LEONARDAdvisorregistration: previous registration
Mar 11, 2008 to Aug 21, 2013factForm ADV
← ERIC SEIJI TOYAAdvisorregistration: previous registration
Mar 11, 2008 to Aug 21, 2013factForm ADV
← THOMAS WOODWARD HULICKAdvisorregistration: previous registration
Nov 1, 2012 to May 1, 2013factForm ADV

Controls (7)

← O'BRIEN, SCOTT, WILLIAMOwnerWEALTH MANAGER, ownership code NA, individual
Sep 29, 2017 to Sep 5, 2024factForm ADV
← VANSLYKE, CHRISTOPHER, PAULOwnerPRESIDENT, ownership code E, individual
Dec 12, 2011 to Sep 5, 2024factForm ADV
← FERREIRA, ANTHONY, GEORGEOwnerWEALTH MANAGER, ownership code NA, individual
Dec 12, 2011 to Sep 5, 2024factForm ADV
← BLAKE, ALLISON, BROOKEOwnerCHIEF OPERATIONAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2018 to Sep 5, 2024factForm ADV
← MORGAN, BROOKSHER, LEEOwnerWEALTH MANAGER, ownership code NA, individual
Mar 28, 2013 to Sep 5, 2024factForm ADV
← Bolles, Douglas, GuyOwnerWEALTH MANAGER, ownership code B, individual
Mar 6, 2020 to Sep 5, 2024factForm ADV
← WORTHHOLD, INCOwnerHOLDING COMPANY, ownership code C, domestic entity
Sep 29, 2017 to Sep 5, 2024factForm ADV

Owns (3)

← WILKINSON, RICHARD, DALEOwnerWEALTH MANAGER, ownership code A, individual
Sep 29, 2017 to Sep 5, 2024factForm ADV
← SMITH, MORGAN, HOLTONOwnerWEALTH MANAGER, ownership code A, individual
Sep 29, 2017 to Sep 5, 2024factForm ADV
← CHAPMAN, JOHN, HOWESOwnerWEALTH MANAGER, ownership code A, individual
Sep 24, 2019 to Sep 5, 2024factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
Joshua Erastus Young left Worthpointe for Pax Financial Group (registered 2026-04-23)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2026
Advisor changed firm
Matt Gregg Addington left Worthpointe for Constitution Wealth Llc (registered 2022-05-06)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Control person joined
William Scott O'Brien (Wealth Manager) appeared on Schedule A of Worthpointe
Form ADVobserved 6 days ago
Occurred
Mar 22, 2023
Control person joined
George Anthony Ferreira (Wealth Manager) appeared on Schedule A of Worthpointe
Form ADVobserved 6 days ago
Occurred
Mar 22, 2023
Control person joined
Lee Brooksher Morgan (Wealth Manager) appeared on Schedule A of Worthpointe
Form ADVobserved 6 days ago
Occurred
Feb 22, 2023
Advisor changed firm
Kermit Johns left Worthpointe for Hilltop Securities Inc. (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 6, 2020
Regulatory AUM changed
Worthpointe reported RAUM $623.9M, up 38% from $451.4M (2019-10-25 to 2020-03-06)
Form ADVobserved 6 days ago
$172M
Occurred
Mar 6, 2020
Control person joined
Guy Douglas Bolles (Wealth Manager) appeared on Schedule A of Worthpointe
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4f46df4-83df-02d2-df1c-3d1b9211e26b
First observed: Dec 12, 2011
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WORTHPOINTE

WORTHPOINTE, LLC, CRD 143996

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4f46df4-83df-02d2-df1c-3d1b9211e26b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY GEORGE FERREIRA

Certified Financial Planner

RAMONA, CA | San Diego, CA

MORGAN HOLTON SMITH

Certified Financial Planner

RAMONA, CA | Coronado, CA

SCOTT WILLIAM O'BRIEN

Certified Financial Planner

RAMONA, CA | AUSTIN, TX

CHRISTOPHER PAUL VAN SLYKE

Certified Financial Planner

RAMONA, CA | Jackson, WY

BROOKSHER LEE MORGAN

Certified Financial Planner

RAMONA, CA | Austin, TX

JOHN HOWES CHAPMAN

Certified Financial Planner

RAMONA, CA | Newport Beach, CA

Douglas Guy Bolles

n/a

TYLER, TX | RAMONA, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAKE, ALLISON, BROOKE

CHIEF OPERATING OFFICER

yes

01/2019

Mar 31, 2026

Bolles, Douglas, Guy

WEALTH MANAGER

yes

01/2020

Mar 31, 2026

FERREIRA, ANTHONY, GEORGE

WEALTH MANAGER

yes

01/2003

Mar 31, 2026

MORGAN, BROOKSHER, LEE

WEALTH MANAGER

yes

12/2019

Mar 31, 2026

O'BRIEN, SCOTT, WILLIAM

WEALTH MANAGER

yes

10/2023

Mar 31, 2026

VANSLYKE, CHRISTOPHER, PAUL

President

yes

10/2013

Mar 31, 2026

WORTHHOLD, INC

HOLDING COMPANY

yes

12/2021

Mar 31, 2026

VANSLYKE, CHRISTOPHER, PAUL

President

yes

10/2013

Dec 12, 2011

Sep 5, 2024

CHAPMAN, JOHN, HOWES

WEALTH MANAGER

12/2021

Mar 31, 2026

SMITH, MORGAN, HOLTON

WEALTH MANAGER

10/2013

Mar 31, 2026

WILKINSON, RICHARD, DALE

WEALTH MANAGER

12/2018

Mar 31, 2026

Zerbato, Emily, Rose

CHIEF COMPLIANCE OFFICER

05/2025

Mar 31, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONSTITUTION WEALTH LLC

n/a

Former SEC adviser

$53.5M

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

Austin

United States

Tyler

United States

LA JOLLA

United States

NEWPORT BEACH

United States

Bedford

United States

Weatherford

United States

Jackson

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.1B

n/a

2024

Mar 26, 2025

$886M

n/a

2023

Mar 26, 2024

$758M

n/a

2022

Mar 22, 2023

$733M

n/a

2021

Mar 25, 2022

$817M

n/a

2020

Mar 26, 2021

$693M

n/a

2019

Mar 6, 2020

$624M

n/a

2018

Mar 28, 2019

$451M

n/a

2017

Mar 29, 2018

$494M

n/a

2016

Jan 30, 2017

$434M

$424M

n/a

2015

Mar 7, 2016

$363M

$355M

n/a

2014

Mar 26, 2015

$318M

$311M

n/a

2013

Mar 14, 2014

$305M

$296M

n/a

2012

Mar 28, 2013

$163M

$157M

n/a

2011

Mar 30, 2012

$150M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$886M

19.4%

$733M

13.0%