DFX Intelligence

G••••• B••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

G••••• B••••• W••••

Advisor at C••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:182544e3-ec6e-5c85-0c87-564debc3c0c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• G•••• I••••••••	Asset manager	May 3, 2022	n/a	yes	OMAHA, NE	Current employment
C••• L••	Bd affiliated wealth	May 2, 2022	n/a	yes	OMAHA, NE	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• L••	C••• L••	May 2, 2022	May 2, 2022	0	Firm change	RIA to ibd
L•• F•••••••• L••	U•••• F•••••••• S••••••• G••••• I•••	May 2, 2022	Aug 18, 2009

Relationships

Registered with (7)

→ C••••• G•••• I••••••••Registered adviserregistration: current employment
May 3, 2022 to presentfactForm ADV
→ C••• L••Registered adviserregistration: current employment
May 2, 2022 to presentfactForm ADV
→ F••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2014 to May 2, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
May 2, 2022
Advisor changed firm
G••••• B••••• W•••• left F••••••••• L•• for C••• L•• (registered 2022-05-02)
Form ADVobserved 7 days ago
Occurred
May 2, 2022
Advisor changed firm
G••••• B••••• W•••• left L•• F•••••••• L•• for U•••• F•••••••• S••••••• G••••• I••• (registered 2009-08-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182544e3-ec6e-5c85-0c87-564debc3c0c6
First observed: Mar 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.