DFX Intelligence

A••••• S•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••••• S•••••• G••••

Advisor at A••••• A••••

A•••••, TX

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Search this name across graphsid dfx:ria:18267a84-327f-68b1-2938-0536ed05502c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A••••	Independent wealth	Dec 8, 2023	n/a	yes	A•••••, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 4, 2021	Jul 3, 2023	no	San Antonio, TX\|Austin, TX\|Temple Terrace, FL\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	A••••• A••••	Jul 3, 2023	Dec 8, 2023	158	Firm change	Ibd to RIA
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Oct 19, 2021	Oct 4, 2021

Relationships

Registered with (4)

→ A••••• A••••Registered adviserregistration: current employment
Dec 8, 2023 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 4, 2021 to Jul 3, 2023factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 16, 2019 to Oct 19, 2021factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Jul 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18267a84-327f-68b1-2938-0536ed05502c
First observed: Sep 16, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.