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N••• B••••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N••• B••••••• W•••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Mission Woods, KS

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Search this name across graphsid dfx:ria:182cc4cd-9903-21c0-4d8f-44d12d9620c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	May 8, 2024	n/a	yes	Mission Woods, KS	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 4, 2022	Mar 25, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Mar 25, 2024	May 8, 2024	44	Firm change	Other
T• A••••••••• I•••	C•••••• S••••• • C••• I•••	Oct 14, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:5393:NE:2022-10-14	Oct 14, 2022	Oct 4, 2022	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
May 8, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 4, 2022 to Mar 25, 2024factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2022 to Oct 14, 2022factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
N••• B••••••• W••••••• left C•••••• S••••• • C••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-05-08)
Form ADVobserved 7 days ago
Occurred
Jan 24, 2022
Advisor changed firm
N••• B••••••• W••••••• left P••• A••••• S••••••••• L•• for T• A••••••••• I••• (registered 2022-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182cc4cd-9903-21c0-4d8f-44d12d9620c5
First observed: Jul 2, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.