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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

Daniel Patrick Mahaffey

Advisor at SCHWAB WEALTH ADVISORY, INC.

Westlake, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182d00ec-2a3a-218b-7d35-b85c964e23f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 29, 2010
First registration: Dec 4, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5760432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Feb 8, 2022	n/a	yes	Westlake, TX	Current employment
CHARLES SCHWAB INVESTMENT ADVISORY, INC	Former SEC adviser	Jan 15, 2022	Feb 8, 2022	no	Westlake, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 4, 2012	Jan 11, 2018	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 4, 2012	Jan 11, 2018	no	FORT WORTH, TX\|Westlake, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB INVESTMENT ADVISORY, INC	SCHWAB WEALTH ADVISORY, INC.	Feb 8, 2022	Feb 8, 2022	0	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB INVESTMENT ADVISORY, INC	Jan 11, 2018	Jan 15, 2022	1,465	Firm change after gap	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 11, 2018	Dec 4, 2012	-1,864	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151739:159035:TX:2022-02-08	Feb 8, 2022	Feb 8, 2022	WESTLAKE, TX	Firm change
7870:111514:TX:2017-12-20	Jan 11, 2018	Dec 4, 2012	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Feb 8, 2022 to presentfactForm ADV
→ CHARLES SCHWAB INVESTMENT ADVISORY, INCRegistered adviserregistration: previous registration
Jan 15, 2022 to Feb 8, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 4, 2012 to Jan 11, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 4, 2012 to Jan 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182d00ec-2a3a-218b-7d35-b85c964e23f0
First observed: Dec 4, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Daniel Patrick Mahaffey

Advisor at SCHWAB WEALTH ADVISORY, INC.

Westlake, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182d00ec-2a3a-218b-7d35-b85c964e23f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SCHWAB WEALTH ADVISORY, INC.

No RAUM reported

Feb 8, 2022

n/a

yes

Westlake, TX

Current employment

CHARLES SCHWAB INVESTMENT ADVISORY, INC

Former SEC adviser

Jan 15, 2022

Feb 8, 2022

Westlake, TX

Previous registration

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Dec 4, 2012

Jan 11, 2018

FORT WORTH, TX

Previous registration

TD AMERITRADE, INC.

Former SEC adviser

Dec 4, 2012

Jan 11, 2018

FORT WORTH, TX|Westlake, TX|FORT WORTH, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CHARLES SCHWAB INVESTMENT ADVISORY, INC

SCHWAB WEALTH ADVISORY, INC.

Feb 8, 2022

Channel change

Other

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CHARLES SCHWAB INVESTMENT ADVISORY, INC

Jan 11, 2018

Jan 15, 2022

1,465

Firm change after gap

RIA to ibd

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Jan 11, 2018

Dec 4, 2012

-1,864

Channel change

Other

Team

Left

Joined

From

Kind

151739:159035:TX:2022-02-08

Feb 8, 2022

WESTLAKE, TX

Firm change

7870:111514:TX:2017-12-20

Jan 11, 2018

Dec 4, 2012

FORT WORTH, TX

Firm change after gap