S••• C•••••••

Advisor at C•••••• C•••••• C•••••••••

LAND O LAKES, FL | BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182d086a-7760-42b7-b32f-1f1b7ce7d8e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• C•••••••••	Independent wealth	Feb 22, 2019	n/a	yes	BRAINTREE, MA\|LAND O LAKES, FL	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Aug 24, 2016	Feb 21, 2019	no	TAMPA, FL\|TAMPA, FL\|LUTZ, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	C•••••• C•••••• C•••••••••	Feb 21, 2019	Feb 22, 2019	1	Firm change	Ibd to RIA
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Aug 24, 2016

Relationships

Registered with (6)

→ C•••••• C•••••• C•••••••••Registered adviserregistration: current employment
Feb 22, 2019 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 24, 2016 to Feb 21, 2019factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2012 to Dec 31, 2016factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182d086a-7760-42b7-b32f-1f1b7ce7d8e5
First observed: Feb 20, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.