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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COMPASS CAPITAL CORPORATION

CRD 112323

BRAINTREE, MA

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Search this name across graphsid dfx:ria:a8689029-e455-8751-adf6-4a01a8b42663

Data as of Sep 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 4
On other graphs: 0
Observed: Feb 27, 2012 to Sep 25, 2025
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $664MItem 5.F on the latest filing (2025-09-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $577M
Private client RAUM: $653MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $60.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 14
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,371
Individual clients: 1,231
High net worth clients: 136
SEC number: 801-21957
CRD: 112323
Filings on the tape: 45
First filed: Feb 27, 2012
Latest filed: Sep 25, 2025
Organised: Corporation, MA
Website: compassfinancialservicesgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TIMOTHY FRANCIS SHANAHAN	n/a	BRAINTREE, MA	32	46	2	yes
ROBERT DAVID FOGARTY	n/a	BRAINTREE, MA	31	40	n/a	no
PHILIP BART BONCALDO	n/a	QUINCY, MA	25	35	n/a	no
TROY ADAM KNOWLAN	n/a	WINTHROP, ME	25	44	n/a	no
OMAR J MIAN	n/a	BRAINTREE, MA	21	24	n/a	no
DAVID CHARLES MORGAN	n/a	BRAINTREE, MA	17	17	n/a	no
SCOTT STEPHEN CHAISSON	n/a	BRAINTREE, MA	11	33	5	yes
Tyler Michael Chaisson	n/a	BRAINTREE, MA	8	13	n/a	yes
MARIA CORNELIA KONDRACKI DWYER	n/a	BRAINTREE, MA \| GOSHEN, NY	7	36	3	yes
Seth Chadwick	n/a	LAND O LAKES, FL \| BRAINTREE, MA	7	27	5	yes
John Francis Coyne	Certified Financial Planner	BRAINTREE, MA	4	29	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAISSON, SCOTT, STEPHEN	Shareholder	Na	yes	07/2015	Jul 31, 2015	Sep 9, 2024
Chaisson, Tyler, Michael	CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Sep 9, 2024	Sep 9, 2024
COMPASS HOLDING GROUP INC.	Owner	E	yes	08/2015	Nov 20, 2015	Sep 9, 2024
SHANAHAN, TIMOTHY, FRANCIS	President	Na	yes	07/1984	Feb 27, 2012	Sep 9, 2024
AHERN, JOHN, RAYMOND	INDIRECT OWNER	F	no	01/1996	Feb 27, 2012	Sep 9, 2024
JOLY, WALTER, KING	INDIRECT OWNER	C	no	02/2006	Feb 27, 2012	Sep 9, 2024
LICCIARDELLO, THOMAS, JOHN	INVESTMENT ADVISOR AGENT AND INDIRECT OWNER	C	no	06/2005	Feb 27, 2012	Sep 9, 2024
MIAN, OMAR, J	INVESTMENT ADVISOR AGENT AND INDIRECT OWNER	C	no	02/2010	Feb 27, 2012	Sep 9, 2024
Murphy, SANDRA, Powers	INDIRECT OWNER	C	no	05/2011	Feb 27, 2012	Sep 9, 2024
WINANS, BRUCE, DONALD	INVESTMENT ADVISOR AGENT AND INDIRECT OWNER	C	no	11/2011	Feb 27, 2012	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COMPASS SECURITIES CORPORATION	n/a	n/a	n/a	Y	yes	n/a
COMPASS SECURITIES INSURANCE AGENCY INC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COLORADO SPRINGS	Co	United States	1	yes
N. ANDOVER	Ma	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 9, 2024	$591M	$519M	15	15	3	n/a	n/a
2023	Aug 1, 2023	$476M	$425M	17	16	3	n/a	n/a
2022	Sep 21, 2022	$476M	$459M	17	16	3	n/a	n/a
2021	Sep 27, 2021	$482M	$409M	17	16	3	n/a	n/a
2020	Sep 1, 2020	$340M	$340M	18	16	3	n/a	n/a
2019	Sep 4, 2019	$314M	$314M	18	13	3	n/a	n/a
2018	Aug 29, 2018	$239M	$239M	15	13	3	n/a	n/a
2017	Aug 7, 2017	$180M	$180M	14	12	n/a	n/a	n/a
2016	Aug 12, 2016	$170M	$170M	14	12	n/a	n/a	n/a
2015	Jul 31, 2015	$175M	$175M	14	12	n/a	n/a	n/a
2014	Jul 16, 2014	$173M	$173M	13	12	n/a	n/a	n/a
2013	Aug 21, 2013	$149M	$149M	13	12	n/a	n/a	n/a
2012	Aug 1, 2012	$115M	$115M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	9.1%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$664M	$476M	39.5%	$482M	11.3%	14	17	3	3

Relationships

Registered with (23)

← John Francis CoyneAdvisorregistration: current employment
Jan 12, 2022 to presentfactForm ADV
← Seth ChadwickAdvisorregistration: current employment
Feb 22, 2019 to presentfactForm ADV
← MARIA CORNELIA KONDRACKI DWYERAdvisorregistration: current employment
Dec 3, 2018 to presentfactForm ADV
← Tyler Michael ChaissonAdvisorregistration: current employment
Aug 23, 2018 to presentfactForm ADV
← SCOTT STEPHEN CHAISSONAdvisorregistration: current employment
Aug 6, 2015 to presentfactForm ADV
← DAVID CHARLES MORGANAdvisorregistration: current employment
Mar 10, 2009 to presentfactForm ADV
← OMAR J MIANAdvisorregistration: current employment
Aug 8, 2005 to presentfactForm ADV
← PHILIP BART BONCALDOAdvisorregistration: current employment
Jan 1, 2001 to presentfactForm ADV
← TROY ADAM KNOWLANAdvisorregistration: current employment
Jan 1, 2001 to presentfactForm ADV
← ROBERT DAVID FOGARTYAdvisorregistration: current employment
Jan 4, 1995 to presentfactForm ADV
← TIMOTHY FRANCIS SHANAHANAdvisorregistration: current employment
May 14, 1994 to presentfactForm ADV
← THOMAS JOHN LICCIARDELLOAdvisorregistration: previous registration
Jan 1, 2001 to Aug 5, 2026factForm ADV
← Samuel Lee WilliamsAdvisorregistration: previous registration
Mar 6, 2018 to Jun 21, 2019factForm ADV
← Katherine Marissa ArcaroAdvisorregistration: previous registration
May 25, 2016 to Mar 15, 2017factForm ADV
← JAMES MICHAEL HOLCOMBAdvisorregistration: previous registration
Sep 2, 2014 to Sep 16, 2015factForm ADV
← PATRICIA BRYNIARSKI WELSHAdvisorregistration: previous registration
Nov 26, 2004 to May 13, 2014factForm ADV
← MICHAEL C MCNABBAdvisorregistration: previous registration
Feb 14, 2008 to Oct 26, 2010factForm ADV
← GEORGE ROBERT GAGLIARDIAdvisorregistration: previous registration
Oct 8, 2009 to Jan 27, 2010factForm ADV
← Peter HoffmanAdvisorregistration: previous registration
Nov 9, 2009 to Jan 27, 2010factForm ADV
← SEAN MICHAEL MCDONOUGHAdvisorregistration: previous registration
Jan 12, 2006 to Oct 8, 2007factForm ADV
← THOMAS ROBERT MANNINGAdvisorregistration: previous registration
Jun 3, 2004 to Dec 31, 2006factForm ADV
← HARLEY LANCE KAPLANAdvisorregistration: previous registration
Apr 14, 1994 to Oct 13, 2006factForm ADV
← PAUL FRANCIS BUCKLEYAdvisorregistration: previous registration
Jan 16, 2004 to Dec 31, 2004factForm ADV

Affiliated with (1)

← COMPASS PORTFOLIO ADVISORY SERVICE INCORPORATEDRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (6)

← LICCIARDELLO, THOMAS, JOHNOwnerINVESTMENT ADVISOR AGENT AND INDIRECT OWNER, ownership code C, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV
← Murphy, SANDRA, PowersOwnerINDIRECT OWNER, ownership code C, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV
← MIAN, OMAR, JOwnerINVESTMENT ADVISOR AGENT AND INDIRECT OWNER, ownership code C, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV
← WINANS, BRUCE, DONALDOwnerINVESTMENT ADVISOR AGENT AND INDIRECT OWNER, ownership code C, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV
← AHERN, JOHN, RAYMONDOwnerINDIRECT OWNER, ownership code F, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV
← JOLY, WALTER, KINGOwnerINDIRECT OWNER, ownership code C, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV

Controls (4)

← CHAISSON, SCOTT, STEPHENOwnerSHAREHOLDER, ownership code NA, individual
Jul 31, 2015 to Sep 9, 2024factForm ADV
← Chaisson, Tyler, MichaelOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 9, 2024 to Sep 9, 2024factForm ADV
← SHANAHAN, TIMOTHY, FRANCISOwnerPRESIDENT, ownership code NA, individual
Feb 27, 2012 to Sep 9, 2024factForm ADV
← COMPASS HOLDING GROUP INC.OwnerOWNER, ownership code E, domestic entity
Nov 20, 2015 to Sep 9, 2024factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
Thomas John Licciardello left Compass Capital Corporation for Park Avenue Securities Llc (registered 2026-08-11)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2024
Control person joined
Michael Tyler Chaisson (Chief Compliance Officer) appeared on Schedule A of Compass Capital Corporation
Form ADVobserved 4 days ago
Occurred
Sep 27, 2021
Regulatory AUM changed
Compass Capital Corporation reported RAUM $481.7M, up 42% from $340.2M (2021-02-22 to 2021-09-27)
Form ADVobserved 4 days ago
$142M
Occurred
Jul 31, 2015
Succession filed (Item 4)
Compass Capital Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8689029-e455-8751-adf6-4a01a8b42663
First observed: Feb 27, 2012
Last observed: Sep 25, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPASS CAPITAL CORPORATION

CRD 112323

BRAINTREE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8689029-e455-8751-adf6-4a01a8b42663

Data as of Sep 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TIMOTHY FRANCIS SHANAHAN

n/a

BRAINTREE, MA

yes

ROBERT DAVID FOGARTY

n/a

BRAINTREE, MA

n/a

PHILIP BART BONCALDO

n/a

QUINCY, MA

n/a

TROY ADAM KNOWLAN

n/a

WINTHROP, ME

n/a

OMAR J MIAN

n/a

BRAINTREE, MA

n/a

DAVID CHARLES MORGAN

n/a

BRAINTREE, MA

n/a

SCOTT STEPHEN CHAISSON

n/a

BRAINTREE, MA

yes

Tyler Michael Chaisson

n/a

BRAINTREE, MA

n/a

yes

MARIA CORNELIA KONDRACKI DWYER

n/a

BRAINTREE, MA | GOSHEN, NY

yes

Seth Chadwick

n/a

LAND O LAKES, FL | BRAINTREE, MA

yes

John Francis Coyne

Certified Financial Planner

BRAINTREE, MA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAISSON, SCOTT, STEPHEN

Shareholder

yes

07/2015

Jul 31, 2015

Sep 9, 2024

Chaisson, Tyler, Michael

CHIEF COMPLIANCE OFFICER

yes

07/2024

Sep 9, 2024

COMPASS HOLDING GROUP INC.

Owner

yes

08/2015

Nov 20, 2015

Sep 9, 2024

SHANAHAN, TIMOTHY, FRANCIS

President

yes

07/1984

Feb 27, 2012

Sep 9, 2024

AHERN, JOHN, RAYMOND

INDIRECT OWNER

01/1996

Feb 27, 2012

Sep 9, 2024

JOLY, WALTER, KING

INDIRECT OWNER

02/2006

Feb 27, 2012

Sep 9, 2024

LICCIARDELLO, THOMAS, JOHN

INVESTMENT ADVISOR AGENT AND INDIRECT OWNER

06/2005

Feb 27, 2012

Sep 9, 2024

MIAN, OMAR, J

INVESTMENT ADVISOR AGENT AND INDIRECT OWNER

02/2010

Feb 27, 2012

Sep 9, 2024

Murphy, SANDRA, Powers

INDIRECT OWNER

05/2011

Feb 27, 2012

Sep 9, 2024

WINANS, BRUCE, DONALD

INVESTMENT ADVISOR AGENT AND INDIRECT OWNER

11/2011

Feb 27, 2012

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COMPASS SECURITIES CORPORATION

n/a

yes

n/a

COMPASS SECURITIES INSURANCE AGENCY INC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

COLORADO SPRINGS

United States

yes

N. ANDOVER

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 9, 2024

$591M

$519M

n/a

2023

Aug 1, 2023

$476M

$425M

n/a

2022

Sep 21, 2022

$476M

$459M

n/a

2021

Sep 27, 2021

$482M

$409M

n/a

2020

Sep 1, 2020

$340M

n/a

2019

Sep 4, 2019

$314M

n/a

2018

Aug 29, 2018

$239M

n/a

2017

Aug 7, 2017

$180M

n/a

2016

Aug 12, 2016

$170M

n/a

2015

Jul 31, 2015

$175M

n/a

2014

Jul 16, 2014

$173M

n/a

2013

Aug 21, 2013

$149M

n/a

2012

Aug 1, 2012

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

9.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$664M

$476M

39.5%

$482M

11.3%