M••• K•••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

Chicago, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18333400-3ac5-c1a9-dbd1-ccbae6dfb2a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Mar 5, 2025	n/a	yes	Chicago, IL\|CHICAGO, IL	Current employment
C•••••• A••••••• L••	Asset manager	Jun 16, 2023	Mar 3, 2025	no	NAPERVILLE, IL\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• L••	N••••••• T•••• I••••••••• I•••••••••	Mar 3, 2025	Mar 5, 2025	2	Firm change	Other
N••••• A•••• M••••••••• L••	C•••••• A••••••• L••	Apr 11, 2023	Jun 16, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
155584:105758:IL:2023-04-11	Apr 11, 2023	Jun 16, 2023	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ C•••••• A••••••• L••Registered adviserregistration: previous registration
Jun 16, 2023 to Mar 3, 2025factForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 1, 2011 to Apr 11, 2023factForm ADV
→ N••••• F••• A•••••••• L••

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18333400-3ac5-c1a9-dbd1-ccbae6dfb2a8
First observed: Mar 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.