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Advisor at MORGAN STANLEY
Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Birmingham, AL | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Nov 7, 2008 | Jun 1, 2009 | no | BIRMINGHAM, AL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 2, 2005 | Nov 10, 2008 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Sep 4, 2002 | Sep 13, 2005 | no | BIRMINGHAM, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 14, 1999 | Sep 4, 2002 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | MORGAN STANLEY & CO. LLC | Nov 10, 2008 | Nov 7, 2008 | -3 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | WELLS FARGO ADVISORS | Sep 13, 2005 | Sep 2, 2005 | -11 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LEGG MASON WOOD WALKER, INCORPORATED | Sep 4, 2002 | Sep 4, 2002 | 0 | Firm change | Other |