R•••••• O•••••

Advisor at C••••• P••••••• L••

ROCKVILLE, MD | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1856dbeb-70e4-04a7-ccaa-b846cc7a5b79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 2, 2026	n/a	yes	NEW YORK, NY\|ROCKVILLE, MD	Current employment
F•••• M••••••••• I••	n/a	Jan 1, 1991	Oct 16, 2003	no	ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• C•••••• M••••••••• C•	C••••• P••••••• L••	Jan 23, 2026	Jan 2, 2026	-21	Firm change	RIA to RIA
F•••• M••••••••• I••	S•• C•••••• M••••••••• C•	Oct 16, 2003	Jan 1, 1991

Team moves

••• Locked

Team	Left	Joined	From	Kind
110226:151559:MD:2026-01-23	Jan 23, 2026	Jan 2, 2026	ROCKVILLE, MD	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ S•• C•••••• M••••••••• C•Registered adviserregistration: previous registration
Jan 1, 1991 to Jan 23, 2026factForm ADV
→ F•••• M••••••••• I••Registered adviserregistration: previous registration
Jan 1, 1991 to Oct 16, 2003factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1856dbeb-70e4-04a7-ccaa-b846cc7a5b79
First observed: Jan 1, 1991
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.