DFX Intelligence

S•• C•••••• M••••••••• C•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

S•• C•••••• M••••••••• C•

CRD 110226

ROCKVILLE, MD

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Search this name across graphsid dfx:ria:cbc0e0ad-46bd-7af4-2b09-f7af743cdbb8

Data as of Jul 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 16
On other graphs: 0
Observed: Mar 30, 2012 to Jul 24, 2025
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.0B••• Locked
Discretionary RAUM: $3.0B
Private client RAUM: $1.3Bderived••• Locked
Private client share: 45%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• S•••••• G••••	VP, CHIEF COMPLIANCE OFFICER	Na	yes	12/2004	Mar 30, 2012	Aug 6, 2024
O•••••• E•••••• D•	MANAGING DIRECTOR	Na	yes	06/2010	Mar 30, 2012	Aug 6, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	12	-12	n/a	0	0	0	0	13

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$3.0B	$2.7B	11.9%	$2.9B	1.4%	30	28	10	9

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• P••••••• L••	11	Jan 23, 2026	Jan 2, 2026	ROCKVILLE, MD	Firm absorbed	RIA to RIA	91.7%

Relationships

Registered with (16)

← S••••• S••••••Advisorregistration: previous registration
Jan 1, 1991 to Jan 23, 2026factForm ADV
← MONIQUE V. SINMAOAdvisorregistration: previous registration
Jul 8, 2019 to Jan 23, 2026factForm ADV
← R•••••• O•••••Advisorregistration: previous registration
Jan 1, 1991 to Jan 23, 2026factForm ADV
← MARIA ANGELICA CAMP

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 23, 2026
Firm absorbed
S•• C•••••• M••••••••• C•'s advisors moved to C••••• P••••••• L•• (Rockville, MD): 11 of 12 registered, on the same day
Form ADVobserved 7 days ago
11 advisors
Occurred
Jan 23, 2026
Advisor changed firm
Rahm Dvir left S•• C•••••• M••••••••• C• for C••••• P••••••• L•• (registered 2026-01-02)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2026
Advisor changed firm
Karin Amtmann Schultz left S•• C•••••• M••••••••• C• for C••••• P••••••• L•• (registered 2026-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbc0e0ad-46bd-7af4-2b09-f7af743cdbb8
First observed: Mar 30, 2012
Last observed: Jul 24, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.