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Advisor at NATIONS FINANCIAL GROUP, INC.
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Jul 13, 2023 | n/a | yes | BERWYN, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 15, 2015 | Jul 25, 2023 | no | BERWYN, PA|BERWYN, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 13, 2006 | Jul 16, 2015 | no | RADNOR, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NATIONS FINANCIAL GROUP, INC. | Jul 25, 2023 | Jul 13, 2023 | -12 | Firm change | Wirehouse to RIA |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jul 16, 2015 | Jul 15, 2015 | -1 | Channel change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:44181:PA:2023-07-25 | Jul 25, 2023 | Jul 13, 2023 | BERWYN, PA | Firm change |
| 19616:11025:PA:2015-07-10 | Jul 16, 2015 | Jul 15, 2015 | RADNOR, PA | Firm change |