DFX Intelligence

J•• R•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J•• R•••••• L••••••

Advisor at M••••••

Sarasota, FL

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Search this name across graphsid dfx:ria:186a33d8-75c8-fd7c-3f3d-2db49e28092f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Dec 16, 2024	n/a	yes	Sarasota, FL	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 8, 2019	Dec 3, 2024	no	SARASOTA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	M••••••	Dec 3, 2024	Dec 16, 2024	13	Firm change	Ibd to ibd
R••••••••• M•••• M•••••••••	C••••• A•••••• N••••••• L••	Nov 16, 2022	Nov 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
3978:140195:FL:2024-12-03	Dec 3, 2024	Dec 16, 2024	SARASOTA, FL	Firm change

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 8, 2019 to Dec 3, 2024factForm ADV
→ R••••••••• M•••• M•••••••••Registered adviserregistration: previous registration
Apr 6, 2017 to Nov 16, 2022factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Dec 3, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 16, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:186a33d8-75c8-fd7c-3f3d-2db49e28092f
First observed: Jun 6, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.