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Advisor at PENOBSCOT FINANCIAL ADVISORS
PORTLAND, ME | Bangor, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PENOBSCOT FINANCIAL ADVISORS | Independent wealth | Jan 30, 2017 | n/a | yes | PORTLAND, ME|Bangor, ME | Current employment |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Apr 16, 2014 | Aug 1, 2017 | no | BANGOR, ME|PITTSBURGH, PA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2011 | Apr 18, 2014 | no | BANGOR, ME|WINDSOR, CT|WINDSOR, CT|BRAINTREE, MA | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Jul 5, 2000 | Jan 3, 2011 | no | WINDSOR, CT|BANGOR, ME|WINDSOR, CT|WINDSOR, CT|BANGOR, ME|LATHAM, NY|BANGOR, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | PENOBSCOT FINANCIAL ADVISORS | Aug 1, 2017 | Jan 30, 2017 | -183 | Firm change after gap | Other |
| VOYA FINANCIAL ADVISORS, INC. | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Apr 18, 2014 | Apr 16, 2014 | -2 | Firm change | Other |
| VOYA FINANCIAL PARTNERS, LLC | VOYA FINANCIAL ADVISORS, INC. | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109771:286211:PA:2017-07-31 | Aug 1, 2017 | Jan 30, 2017 | PITTSBURGH, PA | Firm change after gap |