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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PENOBSCOT FINANCIAL ADVISORS

PENOBSCOT WEALTH MANAGEMENT, CRD 286211

PORTLAND, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9f6f860-ab73-50cb-fa92-abd946deaaf5

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Jan 13, 2017 to Apr 27, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $545MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $544M
Private client RAUM: $543MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $68.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,811
Individual clients: 369
High net worth clients: 193
Custody, client assets: $3.9M
SEC number: 801-108988
CIK: 1875768
CRD: 286211
Filings on the tape: 33
First filed: Jan 13, 2017
Latest filed: Apr 27, 2026
Organised: Corporation, ME

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES EDGAR BRADLEY	Certified Financial Planner\|Chartered Financial Analyst	PORTLAND, ME \| Bangor, ME	9	29	3	no
CRAIG ARTHUR JONCAS	Certified Financial Planner	PORTLAND, ME	9	18	3	no
SAMUEL DAVID CHAPLIN	n/a	PORTLAND, ME	7	11	n/a	no
Tyler James Hafford	n/a	Bangor, ME \| PORTLAND, ME	7	14	1	no
Elizabeth Sandra McKay	Certified Financial Planner	PORTLAND, ME	4	10	1	no
Rebecca Marie Angelica Schuman	Certified Financial Planner	PORTLAND, ME	2	13	n/a	no
Yelshaday Teklu Gebreselassie	n/a	PORTLAND, ME	1	12	n/a	no
NATHAN CHASE HUBBARD	Certified Financial Planner	PORTLAND, ME	0	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADLEY, JAMES, EDGAR	CHIEF INVESTMENT OFFICER	D	yes	08/2020	Jan 13, 2017	Nov 14, 2024
JONCAS, CRAIG, ARTHUR	CHIEF EXECUTIVE OFFICER	C	yes	08/2020	Jan 13, 2017	Nov 14, 2024
TACKETT, HANNAH, MARIE	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER	Na	yes	08/2020	Aug 31, 2020	Nov 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bangor	Me	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$545M	$544M	12	7	1	n/a	n/a
2024	Feb 25, 2025	$435M	$425M	11	6	1	n/a	n/a
2023	Mar 12, 2024	$405M	$334M	11	7	1	n/a	n/a
2022	Mar 6, 2023	$331M	$264M	8	5	1	n/a	n/a
2021	Feb 9, 2022	$282M	$282M	8	5	1	n/a	n/a
2020	Mar 11, 2021	$229M	$229M	8	5	1	n/a	n/a
2019	Mar 12, 2020	$174M	$173M	7	5	1	n/a	n/a
2018	Feb 1, 2019	$157M	$155M	7	6	1	n/a	n/a
2017	Mar 26, 2018	$153M	$153M	7	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	12.5%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$545M	$435M	25.3%	$331M	18.1%	12	11	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	2	Jul 31, 2017	Jan 30, 2017	PITTSBURGH, PA	Team lift out	Other	2.5%

Relationships

Registered with (12)

← NATHAN CHASE HUBBARDAdvisorregistration: current employment
Apr 17, 2026 to presentfactForm ADV
← Yelshaday Teklu GebreselassieAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Rebecca Marie Angelica SchumanAdvisorregistration: current employment
Sep 29, 2023 to presentfactForm ADV
← Elizabeth Sandra McKayAdvisorregistration: current employment
Aug 5, 2022 to presentfactForm ADV
← Tyler James HaffordAdvisorregistration: current employment
Apr 3, 2019 to presentfactForm ADV
← SAMUEL DAVID CHAPLINAdvisorregistration: current employment
Feb 1, 2019 to presentfactForm ADV
← JAMES EDGAR BRADLEYAdvisorregistration: current employment
Jan 30, 2017 to presentfactForm ADV
← CRAIG ARTHUR JONCASAdvisorregistration: current employment
Jan 30, 2017 to presentfactForm ADV
← JESSICA DOLMAGEAdvisorregistration: previous registration
Aug 25, 2022 to Jan 14, 2026factForm ADV
← Colby Jordan MankAdvisorregistration: previous registration
Aug 7, 2023 to Feb 27, 2025factForm ADV
← JAMES KANEAdvisorregistration: previous registration
Jul 1, 2021 to Sep 15, 2022factForm ADV
← Abrin Angelus BerkemeyerAdvisorregistration: previous registration
Dec 18, 2017 to Oct 29, 2021factForm ADV

Controls (3)

← BRADLEY, JAMES, EDGAROwnerCHIEF INVESTMENT OFFICER, ownership code D, individual
Jan 13, 2017 to Nov 14, 2024factForm ADV
← JONCAS, CRAIG, ARTHUROwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Jan 13, 2017 to Nov 14, 2024factForm ADV
← TACKETT, HANNAH, MARIEOwnerCHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, ownership code NA, individual
Aug 31, 2020 to Nov 14, 2024factForm ADV

Moved with (1)

← MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviser2 advisors, team lift out
Jul 31, 2017 to Jan 30, 2017factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Penobscot Financial Advisors reported RAUM $544.5M, up 25% from $434.5M (2025-07-07 to 2026-03-26)
Form ADVobserved 6 days ago
$110M
Occurred
Jan 14, 2026
Advisor changed firm
Jessica Dolmage left Penobscot Financial Advisors for Allodium Investment Consultants, Llc (registered 2026-04-22)
Form ADVobserved 6 days ago
Occurred
Feb 27, 2025
Advisor changed firm
Colby Jordan Mank left Penobscot Financial Advisors for Coppell Advisory Solutions Llc (registered 2025-03-17)
Form ADVobserved 6 days ago
Occurred
Sep 15, 2022
Advisor changed firm
James Kane left Penobscot Financial Advisors for Aj Wealth (registered 2022-09-13)
Form ADVobserved 6 days ago
Occurred
Aug 31, 2020
Control person joined
Marie Hannah Tackett (Chief Compliance Officer & Chief Operating Officer) appeared on Schedule A of Penobscot Financial Advisors
Form ADVobserved 6 days ago
Occurred
Jan 13, 2017
First Form ADV filing
Penobscot Financial Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9f6f860-ab73-50cb-fa92-abd946deaaf5
First observed: Jan 13, 2017
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENOBSCOT FINANCIAL ADVISORS

PENOBSCOT WEALTH MANAGEMENT, CRD 286211

PORTLAND, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9f6f860-ab73-50cb-fa92-abd946deaaf5

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES EDGAR BRADLEY

Certified Financial Planner|Chartered Financial Analyst

PORTLAND, ME | Bangor, ME

CRAIG ARTHUR JONCAS

Certified Financial Planner

PORTLAND, ME

SAMUEL DAVID CHAPLIN

n/a

PORTLAND, ME

n/a

Tyler James Hafford

n/a

Bangor, ME | PORTLAND, ME

Elizabeth Sandra McKay

Certified Financial Planner

PORTLAND, ME

Rebecca Marie Angelica Schuman

Certified Financial Planner

PORTLAND, ME

n/a

Yelshaday Teklu Gebreselassie

n/a

PORTLAND, ME

n/a

NATHAN CHASE HUBBARD

Certified Financial Planner

PORTLAND, ME

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADLEY, JAMES, EDGAR

CHIEF INVESTMENT OFFICER

yes

08/2020

Jan 13, 2017

Nov 14, 2024

JONCAS, CRAIG, ARTHUR

CHIEF EXECUTIVE OFFICER

yes

08/2020

Jan 13, 2017

Nov 14, 2024

TACKETT, HANNAH, MARIE

CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER

yes

08/2020

Aug 31, 2020

Nov 14, 2024

City

State

Country

Employees

Also broker-dealer

Bangor

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$545M

$544M

n/a

2024

Feb 25, 2025

$435M

$425M

n/a

2023

Mar 12, 2024

$405M

$334M

n/a

2022

Mar 6, 2023

$331M

$264M

n/a

2021

Feb 9, 2022

$282M

n/a

2020

Mar 11, 2021

$229M

n/a

2019

Mar 12, 2020

$174M

$173M

n/a

2018

Feb 1, 2019

$157M

$155M

n/a

2017

Mar 26, 2018

$153M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$545M

$435M

25.3%

$331M

18.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Jul 31, 2017

Jan 30, 2017

PITTSBURGH, PA

Team lift out

Other

2.5%