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Advisor at WESTSIDE INVESTMENT MANAGEMENT, LLC
SANTA MONICA, CA | OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTSIDE INVESTMENT MANAGEMENT, LLC | Independent wealth | Jan 16, 2014 | n/a | yes | OKLAHOMA CITY, OK|SANTA MONICA, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 3, 2003 | Jan 21, 2014 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 1, 1994 | Mar 18, 2003 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WESTSIDE INVESTMENT MANAGEMENT, LLC | Jan 21, 2014 | Jan 16, 2014 | -5 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 18, 2003 | Mar 3, 2003 | -15 | Firm change | Other |