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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WINCH FINANCIAL

WINCH ADVISORY SERVICES, LLC, CRD 110194

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:186f7517-ce08-a047-a1e1-b1333ee5f536

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Mar 30, 2012 to Mar 4, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $580MItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $580M
Private client RAUM: $566MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $82.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 17
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,323
Individual clients: 704
High net worth clients: 147
SEC number: 801-55488
CIK: 1580642
CRD: 110194
Filings on the tape: 30
First filed: Mar 30, 2012
Latest filed: Mar 4, 2026
Organised: Limited Liability Company, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTINA VIGNEC WINCH	Certified Financial Planner	APPLETON, WI	28	45	n/a	no
ADAM ZACHARY WINCH	n/a	APPLETON, WI	19	24	n/a	no
FREDERIC DAVID HUBLEY	n/a	APPLETON, WI	16	17	n/a	no
CHRISTIAN PETERSON	n/a	APPLETON, WI	15	18	n/a	no
SAMUEL RONALD WINCH	n/a	APPLETON, WI	15	26	1	no
Tanya Christine Winch	n/a	APPLETON, WI \| Austin, TX	10	20	n/a	no
MATTHEW WILLIAM WEYERS	n/a	APPLETON, WI	10	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WINCH, ADAM, ZACHARY	Owner	C	yes	12/2022	Jan 23, 2023	Mar 1, 2024
WINCH, CHRISTINA, VIGNEC	Owner	C	yes	08/2004	Mar 30, 2012	Mar 1, 2024
WINCH, SAMUEL, RONALD	OWNER/CHIEF COMPLIANCE OFFICER	C	yes	12/2022	Jan 23, 2023	Mar 1, 2024
Winch, Tanya, Christine	Owner	C	yes	12/2022	Jan 23, 2023	Mar 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JOHNSON & WEINAUG TAX & ACCOUNTING INC.	n/a	n/a	n/a	N	no	n/a
WINCH & ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$580M	$580M	18	17	1	n/a	n/a
2024	Mar 10, 2025	$511M	$511M	18	15	1	n/a	n/a
2023	Feb 29, 2024	$420M	$420M	17	12	1	n/a	n/a
2022	Jan 23, 2023	$334M	$334M	19	17	1	n/a	n/a
2021	Feb 11, 2022	$432M	$432M	18	18	1	n/a	n/a
2020	Feb 22, 2021	$356M	$356M	18	18	1	n/a	n/a
2019	Feb 19, 2020	$304M	$304M	21	20	1	n/a	n/a
2018	Mar 1, 2019	$291M	$291M	21	20	1	n/a	n/a
2017	Mar 26, 2018	$295M	$295M	20	17	1	n/a	n/a
2016	Mar 30, 2017	$256M	$256M	17	17	n/a	n/a	n/a
2015	Mar 30, 2016	$272M	$272M	15	14	n/a	n/a	n/a
2014	Mar 30, 2015	$273M	$273M	16	12	n/a	n/a	n/a
2013	Mar 31, 2014	$229M	$229M	16	12	n/a	n/a	n/a
2012	Mar 25, 2013	$188M	$188M	15	11	n/a	n/a	n/a
2011	Mar 30, 2012	$181M	$181M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$580M	$511M	13.6%	$334M	20.2%	18	18	1	1

Relationships

Registered with (10)

← MATTHEW WILLIAM WEYERSAdvisorregistration: current employment
Jul 15, 2016 to presentfactForm ADV
← Tanya Christine WinchAdvisorregistration: current employment
Dec 1, 2015 to presentfactForm ADV
← SAMUEL RONALD WINCHAdvisorregistration: current employment
Sep 2, 2011 to presentfactForm ADV
← CHRISTIAN PETERSONAdvisorregistration: current employment
Feb 4, 2011 to presentfactForm ADV
← FREDERIC DAVID HUBLEYAdvisorregistration: current employment
Nov 13, 2009 to presentfactForm ADV
← ADAM ZACHARY WINCHAdvisorregistration: current employment
Sep 7, 2007 to presentfactForm ADV
← CHRISTINA VIGNEC WINCHAdvisorregistration: current employment
May 1, 1998 to presentfactForm ADV
← Tyler John BauerAdvisorregistration: previous registration
May 3, 2023 to Oct 25, 2023factForm ADV
← Aaron Michael BauerAdvisorregistration: previous registration
Jan 24, 2020 to Oct 25, 2022factForm ADV
← LAUREN JEAN-LOUIS VIGNECAdvisorregistration: previous registration
Mar 4, 2009 to Dec 31, 2009factForm ADV

Controls (4)

← WINCH, CHRISTINA, VIGNECOwnerOWNER, ownership code C, individual
Mar 30, 2012 to Mar 1, 2024factForm ADV
← WINCH, SAMUEL, RONALDOwnerOWNER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jan 23, 2023 to Mar 1, 2024factForm ADV
← WINCH, ADAM, ZACHARYOwnerOWNER, ownership code C, individual
Jan 23, 2023 to Mar 1, 2024factForm ADV
← Winch, Tanya, ChristineOwnerOWNER, ownership code C, individual
Jan 23, 2023 to Mar 1, 2024factForm ADV

Dated events

Occurred
Oct 25, 2023
Advisor changed firm
Tyler John Bauer left Winch Financial for Mercer Global Advisors Inc. (registered 2023-10-25)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Control person joined
Christine Tanya Winch (Owner) appeared on Schedule A of Winch Financial
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Control person joined
Ronald Samuel Winch (Owner) appeared on Schedule A of Winch Financial
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Control person joined
Zachary Adam Winch (Owner) appeared on Schedule A of Winch Financial
Form ADVobserved 6 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Aaron Michael Bauer left Winch Financial for Mercer Global Advisors Inc. (registered 2023-11-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:186f7517-ce08-a047-a1e1-b1333ee5f536
First observed: Mar 30, 2012
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINCH FINANCIAL

WINCH ADVISORY SERVICES, LLC, CRD 110194

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:186f7517-ce08-a047-a1e1-b1333ee5f536

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTINA VIGNEC WINCH

Certified Financial Planner

APPLETON, WI

n/a

ADAM ZACHARY WINCH

n/a

APPLETON, WI

n/a

FREDERIC DAVID HUBLEY

n/a

APPLETON, WI

n/a

CHRISTIAN PETERSON

n/a

APPLETON, WI

n/a

SAMUEL RONALD WINCH

n/a

APPLETON, WI

Tanya Christine Winch

n/a

APPLETON, WI | Austin, TX

n/a

MATTHEW WILLIAM WEYERS

n/a

APPLETON, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WINCH, ADAM, ZACHARY

Owner

yes

12/2022

Jan 23, 2023

Mar 1, 2024

WINCH, CHRISTINA, VIGNEC

Owner

yes

08/2004

Mar 30, 2012

Mar 1, 2024

WINCH, SAMUEL, RONALD

OWNER/CHIEF COMPLIANCE OFFICER

yes

12/2022

Jan 23, 2023

Mar 1, 2024

Winch, Tanya, Christine

Owner

yes

12/2022

Jan 23, 2023

Mar 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JOHNSON & WEINAUG TAX & ACCOUNTING INC.

n/a

WINCH & ASSOCIATES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$580M

n/a

2024

Mar 10, 2025

$511M

n/a

2023

Feb 29, 2024

$420M

n/a

2022

Jan 23, 2023

$334M

n/a

2021

Feb 11, 2022

$432M

n/a

2020

Feb 22, 2021

$356M

n/a

2019

Feb 19, 2020

$304M

n/a

2018

Mar 1, 2019

$291M

n/a

2017

Mar 26, 2018

$295M

n/a

2016

Mar 30, 2017

$256M

n/a

2015

Mar 30, 2016

$272M

n/a

2014

Mar 30, 2015

$273M

n/a

2013

Mar 31, 2014

$229M

n/a

2012

Mar 25, 2013

$188M

n/a

2011

Mar 30, 2012

$181M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$580M

$511M

13.6%

$334M

20.2%