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T••••• R••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

T••••• R••••• S••••••

Advisor at D••••• F••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:186ff58c-3451-31e6-982b-35d754b1ed58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• F••••••••• L••	Independent wealth	Apr 17, 2021	n/a	yes	SAN DIEGO, CA	Current employment
A••••••• P••••••• A•••••••• L••	Former SEC adviser	Jun 25, 2014	Aug 18, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••• A•••••••• L••	D••••• F••••••••• L••	Aug 18, 2017	Apr 17, 2021	1,338	Firm change after gap	Other
B•••••• H•••• W••••• M••••••••• L••	A••••••• P••••••• A•••••••• L••	Jun 26, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
154084:286648:CA:2017-08-18	Aug 18, 2017	Apr 17, 2021	LA QUINTA, CA	Firm change after gap

Relationships

Registered with (5)

→ D••••• F••••••••• L••Registered adviserregistration: current employment
Apr 17, 2021 to presentfactForm ADV
→ A••••••• P••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 25, 2014 to Aug 18, 2017factForm ADV
→ B•••••• H•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 30, 2012 to Jun 26, 2014factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:186ff58c-3451-31e6-982b-35d754b1ed58
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.