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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BEVERLY HILLS WEALTH MANAGEMENT, LLC

CRD 152031

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4bc2dfb-704f-7f49-28c1-586a09b809d0

Data as of Oct 8, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2012 to Oct 8, 2018
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $142MItem 5.F on the latest filing (2018-10-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $104M
Private client RAUM: $142MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 631
Individual clients: 88
High net worth clients: 80
SEC number: 801-76566
CRD: 152031
Filings on the tape: 30
First filed: Apr 13, 2012
Latest filed: Oct 8, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK, MARGARET, MULLIGAN	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	12/2009	Apr 13, 2012	Oct 8, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BHWM INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LITCHFIELD PARK	Az	United States	1	no
Jacksonville	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$142M	$104M	5	5	2	n/a	n/a
2016	Mar 21, 2017	$153M	$143M	8	8	n/a	n/a	n/a
2015	Mar 30, 2016	$289M	$289M	10	10	n/a	n/a	n/a
2014	Mar 31, 2015	$310M	$308M	20	12	n/a	n/a	n/a
2013	Mar 28, 2014	$402M	$400M	25	16	n/a	n/a	n/a
2012	Mar 14, 2013	$229M	$228M	16	12	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$142M	$153M	-7.4%	$310M	-22.9%	5	8	2	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CS PLANNING CORP	2	Apr 4, 2016	Apr 4, 2016	BEVERLY HILLS, CA	Team lift out	Other	33.3%
MUTUAL ADVISORS, LLC	3	Mar 3, 2016	Mar 1, 2016	BEVERLY HILLS, CA	Team lift out	Other	33.3%
HILLTOP SECURITIES INC.	2	Jan 19, 2016	Dec 7, 2015	BEVERLY HILLS, CA	Team lift out	Other	18.2%

Relationships

Controls (1)

← BLACK, MARGARET, MULLIGANOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 13, 2012 to presentfactForm ADV

Affiliated with (1)

← OAKSHORE PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (15)

← BART RICHARD ALBRIGOAdvisorregistration: previous registration
Mar 6, 2012 to Nov 23, 2018factForm ADV
← EDWARD KELLY LEVIAdvisorregistration: previous registration
May 27, 2015 to Oct 5, 2018factForm ADV
← SOFIA HANANE BOUSSEBAAdvisorregistration: previous registration
Jan 23, 2014 to Apr 4, 2018factForm ADV
← MARY CATHERINE KUSNICAdvisorregistration: previous registration
Feb 24, 2011 to Jul 8, 2016factForm ADV
← MARK EDWARD MCCOMSEYAdvisorregistration: previous registration
Sep 5, 2013 to Apr 4, 2016factForm ADV
← IVAN JEVREMOVICAdvisorregistration: previous registration
Sep 4, 2013 to Apr 4, 2016factForm ADV
← EDWARD JOSEPH BUNTINGAdvisorregistration: previous registration
Jul 31, 2013 to Mar 3, 2016factForm ADV
← JULIA RAMONA SHILESAdvisorregistration: previous registration
Jan 21, 2014 to Mar 3, 2016factForm ADV
← BRADLEY SCOTT SULLIVANAdvisorregistration: previous registration
Jul 30, 2013 to Mar 3, 2016factForm ADV
← ANDREW COREY FASSAdvisorregistration: previous registration
Aug 13, 2012 to Jan 19, 2016factForm ADV
← STEVEN WILLIAM STAHLBERGAdvisorregistration: previous registration
Jun 7, 2012 to Jan 19, 2016factForm ADV
← ROBERT HENRY JONESAdvisorregistration: previous registration
Feb 24, 2011 to May 26, 2015factForm ADV
← TAYLOR ROBERT SCHULTEAdvisorregistration: previous registration
Apr 30, 2012 to Jun 26, 2014factForm ADV
← DENISE BAREAdvisorregistration: previous registration
Jan 14, 2014 to May 29, 2014factForm ADV
← ANTONI ENRIQUE LUCASAdvisorregistration: previous registration
Jan 14, 2011 to Apr 7, 2014factForm ADV

Moved with (3)

→ CS PLANNING CORPRegistered adviser2 advisors, team lift out, same day
Apr 4, 2016 to Apr 4, 2016factForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviser3 advisors, team lift out, same day
Mar 3, 2016 to Mar 1, 2016factForm ADV
→ HILLTOP SECURITIES INC.Registered adviser2 advisors, team lift out, same day
Jan 19, 2016 to Dec 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4bc2dfb-704f-7f49-28c1-586a09b809d0
First observed: Apr 13, 2012
Last observed: Oct 8, 2018 96 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEVERLY HILLS WEALTH MANAGEMENT, LLC

CRD 152031

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4bc2dfb-704f-7f49-28c1-586a09b809d0

Data as of Oct 8, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK, MARGARET, MULLIGAN

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

12/2009

Apr 13, 2012

Oct 8, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BHWM INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LITCHFIELD PARK

United States

Jacksonville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$142M

$104M

n/a

2016

Mar 21, 2017

$153M

$143M

n/a

2015

Mar 30, 2016

$289M

n/a

2014

Mar 31, 2015

$310M

$308M

n/a

2013

Mar 28, 2014

$402M

$400M

n/a

2012

Mar 14, 2013

$229M

$228M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$142M

$153M

-7.4%

$310M

-22.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CS PLANNING CORP

Apr 4, 2016

BEVERLY HILLS, CA

Team lift out

Other

33.3%

MUTUAL ADVISORS, LLC

Mar 3, 2016

Mar 1, 2016

BEVERLY HILLS, CA

Team lift out

Other

33.3%

HILLTOP SECURITIES INC.

Jan 19, 2016

Dec 7, 2015

BEVERLY HILLS, CA

Team lift out

Other

18.2%