DFX Intelligence

R•••••• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R•••••• I••••••••• A•••••••• L••

CRD 152054

GRAND JUNCTION, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1870c9c8-1d83-4c46-8619-1004c1a478ae

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Jan 31, 2020 to Mar 11, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $528M••• Locked
Discretionary RAUM: $526M
Private client RAUM: $498Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $132Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• H••••••• R••••••••	n/a	DENVER, CO	6	18	n/a	no
E•••• H• C•••••	Chartered Financial Analyst	GRAND JUNCTION, CO \| Richmond, KY	4	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• F•••••••• A•••••••• L••	PARENT COMPANY	E	yes	01/2010	Nov 6, 2020	Jan 31, 2024
R••••••••• M••••••• H•••••••	MANAGING DIRECTOR	E	yes	01/2010	Jan 31, 2020	Jan 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• T•• • A•••••••••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$528M	$445M	18.6%	$345M	15.2%	8	5	1	0

Relationships

Registered with (6)

← H•••••• D••••• H•••••••••Advisorregistration: previous registration
Jan 5, 2016 to May 4, 2017factForm ADV
← S•••• L• G••••Advisorregistration: current employment
Nov 1, 2022 to presentfactForm ADV
← E•••• H• C•••••Advisorregistration: previous registration
Jan 5, 2016 to Mar 26, 2019factForm ADV
← M•••••• H••••••• R••••••••

Dated events

Occurred
Apr 13, 2023
Advisor changed firm
Robb Patton Parsons left R•••••• I••••••••• A•••••••• L•• for Mutual Advisors, Llc (registered 2023-05-05)
Form ADVobserved 7 days ago
Occurred
Mar 7, 2022
Regulatory AUM changed
R•••••• I••••••••• A•••••••• L•• reported RAUM $345.9M, up 60% from $216.2M (2021-09-02 to 2022-03-07)
Form ADVobserved 7 days ago
$130M
Occurred
Oct 22, 2020
Control person joined
M•••• A••••• S•••••• (Chief Compliance Officer) appeared on Schedule A of R•••••• I••••••••• A•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1870c9c8-1d83-4c46-8619-1004c1a478ae
First observed: Jan 31, 2020
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.