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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

ROBB PATTON PARSONS

Advisor at MUTUAL ADVISORS, LLC

Grand Junction, CO | OMAHA, NE

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Search this name across graphsid dfx:ria:03c36efc-5888-26cd-d90c-81a6d171adbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Oct 3, 2003
First registration: Oct 14, 2004
Dual registered: no
IAPD individual key: 4704647

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	May 5, 2023	n/a	yes	Grand Junction, CO\|OMAHA, NE	Current employment
ROSECAP INVESTMENT ADVISORS, LLC	Independent wealth	Sep 16, 2021	Apr 13, 2023	no	GRAND JUNCTION, CO	Previous registration
WEALTHSOURCE?	Former SEC adviser	Jan 25, 2019	Sep 2, 2021	no	GRAND JUNCTION, CO\|GRAND JUNCTION, CO\|GRAND JUNCTION, CO\|GRAND JUNCTION, CO	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Dec 3, 2018	Mar 5, 2019	no	GRAND JUNCTION, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 27, 2006	Oct 5, 2006	no	MONUMENT, CO	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Oct 14, 2004	Aug 9, 2005	no	MONUMENT , CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROSECAP INVESTMENT ADVISORS, LLC	MUTUAL ADVISORS, LLC	Apr 13, 2023	May 5, 2023	22	Firm change	RIA to ibd
WEALTHSOURCE?	ROSECAP INVESTMENT ADVISORS, LLC	Sep 2, 2021	Sep 16, 2021	14	Firm change	RIA to RIA
UNITED CAPITAL FINANCIAL ADVISORS	WEALTHSOURCE?	Mar 5, 2019	Jan 25, 2019	-39	Firm change after gap	RIA to RIA
WELLS FARGO INVESTMENTS, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Oct 5, 2006	Dec 3, 2018	4,442	Firm change after gap	Other
ADVISORS ASSET MANAGEMENT, INC.	WELLS FARGO INVESTMENTS, LLC	Aug 9, 2005	Apr 27, 2006	261	Firm change	Other

Relationships

Registered with (6)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ ROSECAP INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 16, 2021 to Apr 13, 2023factForm ADV
→ WEALTHSOURCE?Registered adviserregistration: previous registration
Jan 25, 2019 to Sep 2, 2021factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 3, 2018 to Mar 5, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 27, 2006 to Oct 5, 2006factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 14, 2004 to Aug 9, 2005factForm ADV

Dated events

Occurred
Apr 13, 2023
Advisor changed firm
Robb Patton Parsons left Rosecap Investment Advisors, Llc for Mutual Advisors, Llc (registered 2023-05-05)
Form ADVobserved 6 days ago