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A••••• C••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant21 years in industry

A••••• C••••• B••••

Advisor at T•• P•••••• F•••••••• G••••• L••

Middleton, MA | Windham, NH | Ipswich, MA | Gloucester, MA | WALPOLE, MA

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Search this name across graphsid dfx:ria:18721e96-ea53-c2cb-f847-5fe84285cf64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••••• F•••••••• G••••• L••	Independent wealth	Jan 23, 2020	n/a	yes	Windham, NH\|Gloucester, MA\|Ipswich, MA\|WALPOLE, MA\|Middleton, MA	Current employment
S•••••••• S•••••••••	Bd affiliated wealth	Oct 17, 2012	Jan 21, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	T•• P•••••• F•••••••• G••••• L••	Jan 21, 2020	Jan 23, 2020	2	Firm change	Ibd to RIA
L•• F•••••••• L••	S•••••••• S•••••••••	Sep 19, 2012

Relationships

Registered with (3)

→ T•• P•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 23, 2020 to presentfactForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Oct 17, 2012 to Jan 21, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 17, 2012 to Sep 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18721e96-ea53-c2cb-f847-5fe84285cf64
First observed: Jan 17, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.