DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
State College, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jul 24, 2020 | n/a | yes | State College, PA | Current employment |
| UNITED ADVISORS SERVICES, LLC | Former SEC adviser | Nov 11, 2016 | Jul 31, 2020 | no | State College, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 16, 2016 | no | STATE COLLEGE, PA|PURCHASE, NY|State College, PA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 22, 2009 | Jul 23, 2009 | no | STATE COLLEGE, PA|NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 28, 2004 | May 29, 2009 | no | STATE COLLEGE, PA|STATE COLLEGE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED ADVISORS SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 31, 2020 | Jul 24, 2020 | -7 | Firm change | RIA to ibd |
| MORGAN STANLEY | UNITED ADVISORS SERVICES, LLC | Nov 16, 2016 | Nov 11, 2016 | -5 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jul 23, 2009 | Jun 1, 2009 | -52 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | May 29, 2009 | May 22, 2009 | -7 | Firm change | Other |