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RIA / WealthAdvisor27 years in industry

DAVID K LUNDGREN

Advisor at MERIDIAN WEALTH MANAGEMENT, LLC

LEXINGTON, KY | Scottsdale, AZ

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Search this name across graphsid dfx:ria:1886136c-f161-0385-11f5-e99d8dcc8a09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERIDIAN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 12
Exams: S66|S65
First exam: Jan 8, 1999
First registration: Aug 15, 2002
Dual registered: no
Other names: DAVID KEITH LUNDGREN
IAPD individual key: 3031319

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERIDIAN WEALTH MANAGEMENT, LLC	Independent wealth	Sep 28, 2023	n/a	yes	Scottsdale, AZ\|LEXINGTON, KY	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jul 27, 2017	Oct 27, 2023	no	SCOTTSDALE, AZ\|DENVER, CO\|DENVER, CO	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 21, 2015	Feb 27, 2017	no	PHOENIX, AZ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 15, 2002	Oct 25, 2006	no	PHOENIX, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	MERIDIAN WEALTH MANAGEMENT, LLC	Oct 27, 2023	Sep 28, 2023	-29	Firm change	Ibd to RIA
PNC MANAGED ACCOUNT SOLUTIONS, INC.	UNITED CAPITAL FINANCIAL ADVISORS	Feb 27, 2017	Jul 27, 2017	150	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 25, 2006	Jan 21, 2015	3,010	Firm change after gap	Other

Relationships

Registered with (4)

→ MERIDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 28, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 27, 2017 to Oct 27, 2023factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 21, 2015 to Feb 27, 2017factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 15, 2002 to Oct 25, 2006factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
David K Lundgren left United Capital Financial Advisors for Meridian Wealth Management, Llc (registered 2023-09-28)
Form ADVobserved 4 days ago