DFX Intelligence
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Reading the graph
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Advisor at C•••••••• G••••• M•••••• I•••
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 25, 2025 | n/a | yes | New York, NY|New York, NY | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 26, 2022 | Apr 22, 2024 | no | Forest Hills, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | C•••••••• G••••• M•••••• I••• | Apr 22, 2024 | Apr 25, 2025 | 368 | Firm change | Ibd to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Jan 26, 2022 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Nov 23, 2016 | Sep 7, 2023 | no | Forest Hills, NY | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Nov 22, 2016 | Oct 14, 2022 | no | Forest Hills, NY | Previous registration |
| -589 |
| Bulk transfer |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Nov 23, 2016 | -2,151 | Bulk transfer | Other |