DFX Intelligence
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Reading the graph
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Advisor at A••••••• F••••••••• L•••
SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F••••••••• L••• | Bd affiliated wealth | Jan 7, 2020 | n/a | yes | SACRAMENTO, CA | Current employment |
| R•• | Former SEC adviser | Jul 5, 2016 | Jan 7, 2020 | no | Bountiful, UT|ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• | A••••••• F••••••••• L••• | Jan 7, 2020 | Jan 7, 2020 | 0 | Bulk transfer | RIA to RIA |
| A•••••• F•••••••• S•••••••• L•• | R•• | Nov 14, 2016 | Jul 5, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110115:108203:GA:2016-11-14 | Nov 14, 2016 | Jul 5, 2016 | WOODSTOCK, GA | Firm change after gap |
| A•••••• F•••••••• S•••••••• L•• |
| Former SEC adviser |
| Mar 7, 2012 |
| Nov 14, 2016 |
| no |
| WOODSTOCK, GA |
| Previous registration |
| Firm change after gap |
| Other |