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Reading the graph
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P•• I•••••••••S, LTD., CRD 108203
ADDISON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• J••••••• A••• | PRESIDENT, CHIEF OPERATIONS OFFICER | Na | yes | 01/2017 | Mar 2, 2017 | Dec 13, 2019 |
| B••••••• J•••• C•••••• | Trustee | E | yes | 04/2008 | Feb 1, 2012 | Dec 13, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| R•• R••• M••••••••• C•••••• | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Kennesaw | Ga | United States | 5 | no |
| Seattle | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 6, 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $2.6B | $2.7B | -4.5% | $1.9B | 11.1% | 94 | 91 | 2 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A•••••• F•••••••• S•••••••• L•• | 7 | Nov 14, 2016 | Jul 6, 2016 | WOODSTOCK, GA | Firm absorbed | Other | 100.0% |
| Manager |
| C |
| yes |
| 01/2011 |
| Mar 26, 2014 |
| Dec 13, 2019 |
| B••••••• J•••• C•••••• | Manager | C | yes | 09/2012 | Mar 26, 2014 | Dec 13, 2019 |
| B••••••• J•••• C•••••• | Manager | C | yes | 09/2012 | Mar 26, 2014 | Dec 13, 2019 |
| B••••••• J•••• C•••••• | Ceo | Na | yes | 12/2013 | Feb 1, 2012 | Dec 13, 2019 |
| B••••••••• B•••• M•••••• | Manager | C | yes | 01/2014 | Mar 2, 2017 | Dec 13, 2019 |
| H•• R•• C•••••••• L• | Partner | C | yes | 09/2015 | Mar 2, 2017 | Dec 13, 2019 |
| H•• R•• L• | C•••• A• L• | B | yes | 10/2015 | Oct 23, 2015 | Dec 13, 2019 |
| H•• R•• L• | Member | C | yes | 10/2015 | Oct 23, 2015 | Dec 13, 2019 |
| H•• R•• L• | Manager | D | yes | 09/2015 | Oct 23, 2015 | Dec 13, 2019 |
| H••• P•••••• E••••••• I• L• | Partner | E | yes | 09/2015 | Mar 2, 2017 | Dec 13, 2019 |
| J•• T•••• | Member | C | yes | 01/2014 | Mar 25, 2015 | Dec 13, 2019 |
| J•• T•••• | Manager | E | yes | 09/2013 | Mar 25, 2015 | Dec 13, 2019 |
| J•• T•••• | Member | C | yes | 01/2012 | Mar 25, 2015 | Dec 13, 2019 |
| P•• I••••••••• M••••••••• L•• | GENERAL PARTNER | Na | yes | 02/2006 | Feb 1, 2012 | Dec 13, 2019 |
| R• 2••• C••••••• L•• | Manager | D | yes | 09/2015 | Mar 25, 2015 | Dec 13, 2019 |
| R•••••••• J•••• B••••• | Manager | E | yes | 03/2006 | Feb 1, 2012 | Dec 13, 2019 |
| S••••••• R•••••• E•••• | Chairman | Na | yes | 01/2007 | Feb 1, 2012 | Dec 13, 2019 |
| 2••• P•• E••••• C••••••• L•• | C•••• A• L• | A | no | 01/2011 | Mar 25, 2015 | Dec 13, 2019 |
| 2••• P•• E••••• C••••••• L•• | C•••• A• L• | B | no | 01/2012 | Mar 25, 2015 | Dec 13, 2019 |
| 2••• P•• E••••• C••••••• L•• | C•••• A• L• | A | no | 01/2014 | Mar 25, 2015 | Dec 13, 2019 |
| J•• T•••• | C•••• A• L• | A | no | 04/2008 | Mar 25, 2015 | Dec 13, 2019 |
| J•• S••••• L•• | C•••• A• L• | A | no | 03/2006 | Mar 25, 2015 | Dec 13, 2019 |
| K••••••• G•••• J•• | CHIEF COMPLIANCE OFFICER | Na | no | 07/2016 | Jun 30, 2016 | Dec 13, 2019 |
| M•••••••• J•••••• W•••• | C•••• A• L• | A | no | 10/2005 | Feb 1, 2012 | Dec 13, 2019 |
| M••••• K••••••• H••••• | C•••• A• L• | A | no | 04/2008 | Feb 1, 2012 | Dec 13, 2019 |
| R• 2••• C••••••• L•• | C•••• A• L• | A | no | 12/2013 | Mar 25, 2015 | Dec 13, 2019 |
| S••••••• J•••••• S••••• | CHIEF FINANCIAL OFFICER | Na | no | 11/2017 | Mar 6, 2019 | Dec 13, 2019 |
| $2.6B |
| $2.6B |
| 94 |
| 83 |
| 3 |
| n/a |
| n/a |
| 2017 | Mar 5, 2018 | $2.7B | $2.7B | 91 | 76 | 3 | n/a | n/a |
| 2016 | Mar 2, 2017 | $2.4B | $2.3B | 71 | 55 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $1.9B | $1.8B | 35 | 17 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $2.0B | $1.9B | 35 | 17 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $2.0B | $1.9B | 34 | 17 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $1.6B | $1.5B | 33 | 16 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $1.5B | $1.5B | n/a | n/a | n/a | n/a | n/a |