H••••• S••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

COLUMBUS, OH | Gahanna, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:188fb123-7c24-2f2e-f24a-3c23a69e62e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 20, 2025	n/a	yes	COLUMBUS, OH\|Gahanna, OH	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Sep 1, 2015	Apr 21, 2025	no	GAHANNA, OH\|DALLAS, TX\|Gahanna, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	A••••••••• F•••••••• S•••••••• L••	Apr 21, 2025	Jun 20, 2025	60	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	A•••••• A••••••• S•••••••	May 21, 2012	Sep 1, 2015

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2011 to May 21, 2012factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 1, 2015 to Apr 21, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2005 to Dec 16, 2009factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
H••••• S•••••• left A•••••• A••••••• S••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-06-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:188fb123-7c24-2f2e-f24a-3c23a69e62e4
First observed: Nov 15, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.