DFX Intelligence

Data Factory

RIA / WealthAdvisor24 years in industry

AARON MICHAEL NELSON

Advisor at WAVERLY ADVISORS, LLC

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:189a5d80-640d-a10c-8fe9-01347304f8e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAVERLY ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 20, 2001
First registration: Feb 13, 2003
Dual registered: no
IAPD individual key: 4419322

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAVERLY ADVISORS, LLC	Independent wealth	Jan 5, 2016	n/a	yes	BIRMINGHAM, AL	Current employment
EMERANT WEALTH, LLC	Former SEC adviser	Feb 23, 2016	Jan 18, 2022	no	BIRMINGHAM, AL\|Birmingham, AL	Previous registration
WAVERLY ADVISORS, LLC	Independent wealth	May 4, 2015	Dec 31, 2015	no	BIRMINGHAM, AL	Previous registration
AMN INVESTMENTS	n/a	Sep 30, 2009	May 1, 2015	no	BIRMINGHAM, AL	Previous registration
PFM CAPITAL MANAGEMENT LLC	Former SEC adviser	May 7, 2009	Aug 10, 2009	no	ATLANTA, GA	Previous registration
STANFORD GROUP COMPANY	n/a	Apr 10, 2008	Mar 12, 2009	no	ATLANTA, GA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 13, 2003	Apr 8, 2008	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMERANT WEALTH, LLC	n/a	Jan 18, 2022	n/a	n/a	Departure no registered destination	Departure
AMN INVESTMENTS	WAVERLY ADVISORS, LLC	May 1, 2015	May 4, 2015	3	Firm change	Other
PFM CAPITAL MANAGEMENT LLC	AMN INVESTMENTS	Aug 10, 2009	Sep 30, 2009	51	Firm change	Other
STANFORD GROUP COMPANY	PFM CAPITAL MANAGEMENT LLC	Mar 12, 2009	May 7, 2009	56	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	STANFORD GROUP COMPANY	Apr 8, 2008	Apr 10, 2008	2	Firm change	Other

Relationships

Registered with (6)

→ WAVERLY ADVISORS, LLCRegistered adviserregistration: previous registration
May 4, 2015 to Dec 31, 2015factForm ADV
→ EMERANT WEALTH, LLCRegistered adviserregistration: previous registration
Feb 23, 2016 to Jan 18, 2022factForm ADV
→ AMN INVESTMENTSRegistered adviserregistration: previous registration
Sep 30, 2009 to May 1, 2015factForm ADV
→ PFM CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
May 7, 2009 to Aug 10, 2009factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Apr 10, 2008 to Mar 12, 2009factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 13, 2003 to Apr 8, 2008factForm ADV

Dated events

Occurred
Jan 18, 2022
Advisor departed, no destination yet
Aaron Michael Nelson no longer registered at Emerant Wealth, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago