RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••••• N•••••
- W•••••• A•••••••• L•• independent RIA currentsince Jan 5, 2016 · Birmingham, Al
- E•••••• W•••••• L•• formerFeb 23, 2016 to Jan 18, 2022 · Birmingham, Al
- W•••••• A•••••••• L•• independent RIAMay 4, 2015 to Dec 31, 2015 · Birmingham, Al
- A•• I••••••••• unclassifiedSep 30, 2009 to May 1, 2015 · Birmingham, Al
- P•• C•••••• M••••••••• L•• formerMay 7, 2009 to Aug 10, 2009 · Atlanta, Ga
- S••••••• G•••• C•••••• unclassifiedApr 10, 2008 to Mar 12, 2009 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerFeb 13, 2003 to Apr 8, 2008 · Atlanta, Ga
- E•••••• W•••••• L•• to no registered destinationleft Jan 18, 2022 · Departure, no registered destination
- A•• I••••••••• to W•••••• A•••••••• L••left May 1, 2015, registered May 4, 2015 (3 days) · Other
- P•• C•••••• M••••••••• L•• to A•• I•••••••••left Aug 10, 2009, registered Sep 30, 2009 (51 days) · Other
- S••••••• G•••• C•••••• to P•• C•••••• M••••••••• L••left Mar 12, 2009, registered May 7, 2009 (56 days) · Other
- M••••• K••••• • C••••••• L•• to S••••••• G•••• C••••••left Apr 8, 2008, registered Apr 10, 2008 (2 days) · Other
- A•••• M•••••• N••••• no longer registered at E•••••• W•••••• L••; no later IA registration on IAPDJan 18, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address