DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W•••• I••••••••• A•••••••• L••
Phoenix, AZ | Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | May 15, 2024 | n/a | yes | Tempe, AZ|Phoenix, AZ | Current employment |
| M••••• G••••• A••••••• I••• | Independent wealth | May 13, 2021 | May 7, 2024 | no | Scottsdale, AZ|Scottsdale, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | W•••• I••••••••• A•••••••• L•• | May 7, 2024 | May 15, 2024 | 8 | Firm change | Other |
| R•••••• C••••••••• A••••••• I•• | M••••• G••••• A••••••• I••• | Mar 30, 2021 | May 13, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105766:147363:AZ:2021-03-30 | Mar 30, 2021 | May 13, 2021 | SCOTTSDALE, AZ | Firm change |
| R•••••• C••••••••• A••••••• I•• | Former SEC adviser | Aug 9, 2019 | Mar 30, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 28, 2016 | May 23, 2019 | no | MISSOULA, MT|SUPERIOR, MT|BILLINGS, MT|MISSOULA, MT|MISSOULA, MT|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| 44 |
| Firm change |
| RIA to RIA |
| W•••• F•••• A••••••• | R•••••• C••••••••• A••••••• I•• | May 23, 2019 | Aug 9, 2019 | 78 | Firm change | Wirehouse to RIA |