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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ROWLAND CARMICHAEL ADVISORS INC

CRD 105766

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57f5f191-3464-e7ae-b909-e6383b1e6185

Data as of Jan 13, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 2
Observed: Apr 2, 2012 to Jan 13, 2021
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Rowland Carmichael Advisors, Inc.

Intermediary · shared crd

Allocatorsidentity

Rowland Carmichael Advisors Inc

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $266MItem 5.F on the latest filing (2021-01-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $250M
Private client RAUM: $237MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 589
Individual clients: 119
High net worth clients: 72
Custody, client assets: $86.4M
SEC number: 801-31188
CRD: 105766
Filings on the tape: 24
First filed: Apr 2, 2012
Latest filed: Jan 13, 2021
Organised: Corporation, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIRD, COREY, MARSHALL	PRINCIPAL AND WEALTH MANAGER	Na	yes	01/2017	Mar 30, 2017	Jan 13, 2021
CARMICHAEL, DAVID, LEE	PRESIDENT AND FOUNDING PRINCIPAL	Na	yes	07/1986	Apr 2, 2012	Jan 13, 2021
CARMICHAEL, JARON, DAVID	PRINCIPAL AND WEALTH MANAGER	Na	yes	01/2017	Mar 30, 2017	Jan 13, 2021
MERCER GLOBAL ADVISORS INC.	PARENT COMPANY	E	yes	12/2020	Jan 13, 2021	Jan 13, 2021
ROWLAND, TIMOTHLY, LEE	CHAIRMAN AND FOUNDING PRINCIPAL	Na	yes	07/1986	Apr 2, 2012	Jan 13, 2021
ORICK, JANICE, LEE	VICE PRESIDENT OF OPERATIONS AND CHIEF COMPLIANCE OFFICER	Na	no	09/1998	Apr 2, 2012	Jan 13, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROWLAND CARMICHAEL ADVISORS INC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 23, 2020	$266M	$250M	7	7	0	n/a	n/a
2018	Mar 26, 2019	$322M	$319M	8	6	0	n/a	n/a
2017	Mar 21, 2018	$237M	$228M	9	5	0	n/a	n/a
2016	Mar 30, 2017	$199M	$190M	11	7	n/a	n/a	n/a
2015	Mar 28, 2016	$194M	$192M	11	6	n/a	n/a	n/a
2014	Mar 30, 2015	$165M	$165M	11	5	n/a	n/a	n/a
2013	Mar 27, 2014	$157M	$157M	11	5	n/a	n/a	n/a
2012	Mar 25, 2013	$445M	$217M	11	5	n/a	n/a	n/a
2011	Apr 2, 2012	$387M	$309M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$266M	$322M	-17.2%	$199M	10.1%	7	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCER GLOBAL ADVISORS INC.	4	Mar 30, 2021	May 13, 2021	SCOTTSDALE, AZ	Firm absorbed	RIA to RIA	80.0%

Relationships

Controls (5)

← CARMICHAEL, DAVID, LEEOwnerPRESIDENT AND FOUNDING PRINCIPAL, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← MERCER GLOBAL ADVISORS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Jan 13, 2021 to presentfactForm ADV
← BIRD, COREY, MARSHALLOwnerPRINCIPAL AND WEALTH MANAGER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← CARMICHAEL, JARON, DAVIDOwnerPRINCIPAL AND WEALTH MANAGER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← ROWLAND, TIMOTHLY, LEEOwnerCHAIRMAN AND FOUNDING PRINCIPAL, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV

Owns (1)

← ORICK, JANICE, LEEOwnerVICE PRESIDENT OF OPERATIONS AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV

Moved with (1)

→ MERCER GLOBAL ADVISORS INC.Registered adviser4 advisors, firm absorbed, same day
Mar 30, 2021 to May 13, 2021factForm ADV

Registered with (7)

← KRISTIN MARIE GREENLEAFAdvisorregistration: previous registration
Sep 10, 2014 to Mar 30, 2021factForm ADV
← COREY MARSHALL BIRDAdvisorregistration: previous registration
Dec 12, 2007 to Mar 30, 2021factForm ADV
← JARON DAVID CARMICHAELAdvisorregistration: previous registration
Mar 11, 2008 to Mar 30, 2021factForm ADV
← Lindsay Ann BlackAdvisorregistration: previous registration
Aug 9, 2019 to Mar 30, 2021factForm ADV
← Caryn J SmithAdvisorregistration: previous registration
Nov 21, 2018 to Mar 30, 2021factForm ADV
← Matthew Harrison MillerAdvisorregistration: previous registration
Oct 20, 2016 to May 8, 2017factForm ADV
← SHARLEE LORENE CRETORSAdvisorregistration: previous registration
Jun 17, 2003 to Aug 5, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57f5f191-3464-e7ae-b909-e6383b1e6185
First observed: Apr 2, 2012
Last observed: Jan 13, 2021 69 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROWLAND CARMICHAEL ADVISORS INC

CRD 105766

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57f5f191-3464-e7ae-b909-e6383b1e6185

Data as of Jan 13, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIRD, COREY, MARSHALL

PRINCIPAL AND WEALTH MANAGER

yes

01/2017

Mar 30, 2017

Jan 13, 2021

CARMICHAEL, DAVID, LEE

PRESIDENT AND FOUNDING PRINCIPAL

yes

07/1986

Apr 2, 2012

Jan 13, 2021

CARMICHAEL, JARON, DAVID

PRINCIPAL AND WEALTH MANAGER

yes

01/2017

Mar 30, 2017

Jan 13, 2021

MERCER GLOBAL ADVISORS INC.

PARENT COMPANY

yes

12/2020

Jan 13, 2021

ROWLAND, TIMOTHLY, LEE

CHAIRMAN AND FOUNDING PRINCIPAL

yes

07/1986

Apr 2, 2012

Jan 13, 2021

ORICK, JANICE, LEE

VICE PRESIDENT OF OPERATIONS AND CHIEF COMPLIANCE OFFICER

09/1998

Apr 2, 2012

Jan 13, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROWLAND CARMICHAEL ADVISORS INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 23, 2020

$266M

$250M

n/a

2018

Mar 26, 2019

$322M

$319M

n/a

2017

Mar 21, 2018

$237M

$228M

n/a

2016

Mar 30, 2017

$199M

$190M

n/a

2015

Mar 28, 2016

$194M

$192M

n/a

2014

Mar 30, 2015

$165M

n/a

2013

Mar 27, 2014

$157M

n/a

2012

Mar 25, 2013

$445M

$217M

n/a

2011

Apr 2, 2012

$387M

$309M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$266M

$322M

-17.2%

$199M

10.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCER GLOBAL ADVISORS INC.

Mar 30, 2021

May 13, 2021

SCOTTSDALE, AZ

Firm absorbed

RIA to RIA

80.0%