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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Washoe Valley, NV | Issaquah, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 1, 2019 | n/a | yes | Washoe Valley, NV|Issaquah, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 9, 2009 | Nov 5, 2019 | no | ISSAQUAH, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 25, 2001 | Apr 23, 2009 | no | BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 5, 2019 | Nov 1, 2019 | -4 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Apr 23, 2009 | Apr 9, 2009 | -14 | Firm change | Other |